Horacio A. Valeiras

FRONTIER GLOBAL PARTNERS LLC

La Jolla, CA 92037

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CRD#: 1721084

Professional summary

Horacio Andres Valeiras, CFA, who also goes by Horacio Valeiras, is a registered financial advisor currently at FRONTIER GLOBAL PARTNERS LLC located in La Jolla, California.

Horacio is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Horacio has worked at 8 firms and has passed the Series 63, Series 3, Series 16, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Horacio Valeiras

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Viginia Tech Board of Visitors - Not investment related, Blacksburg, VA, education, Rector- Volunteer on the University Board, 07/2014, 10 hours per month, no hours during securities trading hours. 2) Virginia Tech Foundation - Not investment related, Blacksburg, VA, foundation supporting educational activities of Virginia Tech, Board Member - Volunteer to help the foundation management and help with fund raising, 07/2019, 1 hour per month, no hours during trading hours. 3) Association of Governing Boards of Universities and Colleges - Not investment related, Washington, DC, education, Board Member - Volunteer to help guide the organization in its mission to help university and college board members, 07/2015, 1 hour per month, no hours during trading hours. 4) 3Foot Air LLC - Not investment related, La Jolla, CA, aircraft ownership and management, Managing Member and Owner - manage an airplane, 09/2008, 10 hours per month, no hours during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Horacio Andres Valeiras's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

March 20, 2020 - Present

FRONTIER GLOBAL PARTNERS LLC

Office #1: 7817 Ivanhoe Avenue Suite 200, La Jolla, CA 92037

RIA

CRD#: 145341

La Jolla, CA

Past

August 14, 2013 - December 31, 2018

HAV CAPITAL

RIA

CRD#: 166771

LA JOLLA, CA

Past

July 21, 2010 - January 11, 2013

ALLIANZ GLOBAL INVESTORS U.S. LLC

RIA

CRD#: 149003

SAN DIEGO, CA

Past

July 20, 2009 - December 31, 2012

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

CRD#: 25567

NEW YORK, NY

Past

August 21, 2002 - January 3, 2011

NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC

RIA

CRD#: 104606

SAN DIEGO, CA

Past

August 21, 2002 - April 19, 2010

NICHOLAS-APPLEGATE SECURITIES LLC

CRD#: 31205

SAN DIEGO, CA

Past

February 1, 1993 - July 29, 2002

MORGAN STANLEY DISTRIBUTION, INC.

CRD#: 30344

NEW YORK, NY

Past

October 22, 1987 - June 18, 1992

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FRONTIER GLOBAL PARTNERS LLC

FRONTIER GLOBAL PARTNERS LLC | NEXT ONDINE ASSET MANAGEMENT, LLC | NEXT ONDINE ASSET MANAGEMENT | FRONTIER MARKET ASSET MANAGEMENT, LLC

CRD#: 145341 / SEC#: 801-71279

RIA

Registered Investment Advisory firm - (4/6/2010 Approved)

California

Registered Investment Advisory firm - (4/29/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/20/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/16/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 8/25/1992

National Commodity Futures Examination

General Industry/Product Exam

Series 16

Date: 9/21/1991

NYSE Supervisory Analyst Examination

General Industry/Product Exam

Series 7

Date: 10/17/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/6/2009

General Securities Principal Examination

Current Firm

FRONTIER GLOBAL PARTNERS LLC

FRONTIER GLOBAL PARTNERS LLC | NEXT ONDINE ASSET MANAGEMENT, LLC | NEXT ONDINE ASSET MANAGEMENT | FRONTIER MARKET ASSET MANAGEMENT, LLC

CRD#: 145341 / SEC#: 801-71279

RIA

Registered Investment Advisory firm - (4/6/2010 Approved)

California

Registered Investment Advisory firm - (4/29/2010 Terminated)

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Contact information

Main Address

7817 Ivanhoe Avenue Suite 200, La Jolla, CA 92037

Mailing Address

Phone number

(858) 456-1440

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FRONTIER GLOBAL PARTNERS LLC - ADV PART 2A (2/28/2025)

Regulatory assets under management

Total Number of Accounts	51
AUM (Assets Under Management)	$ 603,233,682

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Horacio A. Valeiras

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Horacio Andres Valeiras's CRS (Customer Relationship Summary).

Certified licenses

Experience

HAV CAPITAL

ALLIANZ GLOBAL INVESTORS U.S. LLC

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC

NICHOLAS-APPLEGATE SECURITIES LLC

MORGAN STANLEY DISTRIBUTION, INC.

CREDIT SUISSE SECURITIES (USA) LLC

Primary Firm SEC Registration

FRONTIER GLOBAL PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/16/1992

Series 3

Date: 8/25/1992

Series 16

Date: 9/21/1991

Series 7

Date: 10/17/1987

Series 24

Date: 11/6/2009

Current Firm

FRONTIER GLOBAL PARTNERS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FRONTIER GLOBAL PARTNERS LLC

TRUST BUT VERIFY

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