Dwight F. Holloway
Professional summary
Dwight Floyd Holloway JR, who also goes by Dwight F Holloway Jr, is a registered financial professional currently at GALLATIN CAPITAL LLC located in New York, New York.
Dwight is registered as a RR (Registered Representative) and started their career in finance in 1987. Dwight has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dwight Floyd Holloway JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 13, 2018 - Present
GALLATIN CAPITAL LLC
Office #1: 444 Madison Avenue 29th Floor, New York, NY 10022January 1, 2015 - July 11, 2016
KEEL POINT CAPITAL, LLC
February 14, 2011 - December 18, 2012
PIMCO INVESTMENTS LLC
November 21, 1994 - February 14, 2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
May 6, 1994 - November 21, 1994
PACIFIC SELECT DISTRIBUTORS, LLC
November 25, 1987 - November 5, 1988
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/13/2018)
(6/13/2018)
(1/7/2021)
(5/13/2021)
(6/13/2018)
(11/6/2020)
(1/6/2020)
(6/13/2018)
(11/3/2020)
(6/13/2018)
Exams
FINRA
Current Firm
GALLATIN CAPITAL LLC
CRD#: 124738 / SEC#: , 8-65718
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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