William J. Goebelbecker
Professional summary
William Joseph Goebelbecker, who also goes by William Joseph Goebelbeuker, is a registered financial professional currently at STONEX FINANCIAL INC. located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 1988. William has worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 3, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Joseph Goebelbecker's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 13, 2023 - Present
STONEX FINANCIAL INC.
Office #1: 230 Park Avenue 10th Floor, New York, NY, 10169May 13, 2019 - July 17, 2023
COWEN AND COMPANY
November 6, 2018 - May 1, 2019
NOMURA SECURITIES INTERNATIONAL, INC.
April 29, 2013 - December 26, 2017
MORGAN STANLEY
February 28, 2000 - October 30, 2018
MORGAN STANLEY & CO. LLC
April 6, 1995 - January 5, 2000
LAZARD FRERES & CO. LLC
March 11, 1992 - March 24, 1995
J.P. MORGAN SECURITIES LLC
June 22, 1990 - February 27, 1992
PRINTON, KANE GROUP, INC.
May 9, 1989 - April 25, 1990
JEFFERIES LLC
May 9, 1988 - April 18, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
January 1, 1988 - February 11, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/22/2023)
(9/14/2023)
(9/15/2023)
(9/14/2023)
(9/14/2023)
(9/25/2023)
(9/14/2023)
(9/14/2023)
(9/19/2023)
(9/14/2023)
(9/15/2023)
(9/15/2023)
(9/14/2023)
(9/18/2023)
Exams
FINRA
Nasdaq Stock Market
Current Firm
STONEX FINANCIAL INC.
CRD#: 45993 / SEC#: , 8-51269
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| DAVISON, STUART ANDREW | DIRECTOR; CHIEF OPERATING OFFICER | 7824576 |
| DICIOLLO, ANTHONY JOSEPH | PRESIDENT/DIRECTOR | 4976402 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR, CHIEF FINANCIAL OFFICER | 6505923 |
| LYON, CHARLES MARTIN | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | 4000852 |
| MAURER, MARK L | DIRECTOR, CHIEF RISK OFFICER | 4234406 |
| PORZIO, JOSEPH JOHN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1319702 |
| SMITH, PHILIP ANDREW | DIRECTOR | 4999097 |
| SZEKELY, GIGI KLARA | CHIEF COMPLIANCE OFFICER - BD DIVISION | 2530826 |
Disclosures
| Regulatory Event | 75 |
Red Flags
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