Linda J. James
Professional summary
Linda Jane James, who also goes by Linda Jane Atkins, Linda Atkins James, Linda Atkins Smoot, Linda Jane Smoot, is a registered financial professional currently at KOVACK SECURITIES INC. located in Charlotte, North Carolina.
Linda is registered as a RR (Registered Representative) and started their career in finance in 1987. Linda has worked at 13 firms and has passed the Series 65, Series 63, Series 50, Series 99TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Linda Jane James's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 27, 2022 - Present
KOVACK SECURITIES INC.
February 7, 2022 - April 29, 2022
LPL FINANCIAL LLC
July 29, 2005 - February 4, 2022
FIRST ALLIED SECURITIES, INC.
March 11, 2005 - August 6, 2005
INTL ADVISORY CONSULTANTS INC.
October 25, 2004 - August 5, 2005
STERNE, AGEE & LEACH, INC.
October 25, 2004 - August 5, 2005
STERNE, AGEE & LEACH, INC.
October 22, 2001 - October 27, 2004
RYAN BECK & CO.
October 19, 2001 - October 27, 2004
RYAN BECK & CO.
February 9, 2001 - October 24, 2001
JOSEPHTHAL & CO., INC.
April 28, 1997 - February 16, 2001
MARION BASS SECURITIES CORPORATION
April 25, 1996 - August 2, 1996
BANK SOUTH INVESTMENT SERVICES, INC.
March 20, 1996 - April 23, 1997
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 31, 1993 - February 29, 1996
CITIGROUP GLOBAL MARKETS INC.
February 15, 1988 - July 31, 1993
LEHMAN BROTHERS INC.
October 23, 1987 - February 15, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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(4/29/2022)
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Nasdaq Stock Market
Current Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
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