Michael Allen Wasz
CIMA®Professional Summary
Michael Allen Wasz, CIMA® is a registered financial advisor currently at HPS SECURITIES, LLC located in Chicago, Illinois. Michael is registered as a RR (Registered Representative) and started their career in finance in 1987. Michael has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
39 years in the financial services industry
Current & Past Employments
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Current Firm
HPS SECURITIES, LLC
Contact Information
Main Address
40 West 57th Street 33rd Floor, New York, NY 10019Mailing Address
40 West 57th Street 33rd Floor, New York, NY 10019Phone Number
(212) 287-6767Established
Delaware since 02/07/2022Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael Allen Wasz's CRS (Customer Relationship Summary).
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