Douglas M. Sokolower

REPEX INVESTMENT MANAGEMENT CO.

Closter, NJ 07624-0577

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CRD#: 1719684

Professional summary

Douglas Mark Sokolower is a registered financial advisor currently at REPEX INVESTMENT MANAGEMENT CO., INC. located in Closter, New Jersey.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Douglas has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Mark Sokolower's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 7, 2021 - Present

REPEX INVESTMENT MANAGEMENT CO., INC.

Office #1: 550 Durie Avenue, Closter, NJ 07624-0577

RIA

CRD#: 123647

Closter, NJ

Past

July 25, 2013 - December 20, 2018

REPEX & CO., INC.

CRD#: 10116

CLOSTER, NJ

Past

September 8, 2009 - September 23, 2011

REPEX & CO., INC.

CRD#: 10116

CLOSTER, NJ

Past

September 13, 2007 - November 14, 2008

G-2 TRADING,LLC

CRD#: 44018

NEW YORK, NY

Past

July 21, 1999 - September 13, 2007

REPEX & CO., INC.

CRD#: 10116

CLOSTER, NJ

Past

June 21, 1993 - April 28, 1997

MORGAN STANLEY MARKET PRODUCTS INC.

CRD#: 19794

NEW YORK, NY

Past

November 10, 1992 - July 23, 1999

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

April 24, 1991 - June 25, 1992

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

Past

August 18, 1987 - April 10, 1991

REPEX & CO., INC.

CRD#: 10116

CLOSTER, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(10/7/2021)

IAR

New York
(10/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/29/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/9/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 5/19/1997

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/15/1987

General Securities Representative Examination

Current Firm

REPEX INVESTMENT MANAGEMENT CO., INC.

CRD#: 123647 / SEC#:

Georgia

Registered Investment Advisory firm - (9/10/2021 Terminated)

Massachusetts

Registered Investment Advisory firm - (7/3/1998 Approved)

New Jersey

Registered Investment Advisory firm - (3/16/1998 Approved)

New York

Registered Investment Advisory firm - (11/25/2019 Approved)

Texas

Registered Investment Advisory firm - (6/24/1998 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

550 Durie Avenue, Closter, NJ 07624-0577

Mailing Address

Phone number

(201) 767-1050

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	59
AUM (Assets Under Management)	$ 52,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Douglas M. Sokolower

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Mark Sokolower's CRS (Customer Relationship Summary).

Certified licenses

Experience

REPEX & CO., INC.

REPEX & CO., INC.

G-2 TRADING,LLC

REPEX & CO., INC.

MORGAN STANLEY MARKET PRODUCTS INC.

MORGAN STANLEY & CO. LLC

SALOMON BROTHERS INC.

REPEX & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/29/2021

Series 63

Date: 12/9/1987

SIE

Date: 10/1/2018

Series 3

Date: 5/19/1997

Series 7

Date: 8/15/1987

Current Firm

REPEX INVESTMENT MANAGEMENT CO., INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

REPEX INVESTMENT MANAGEMENT CO., INC.

TRUST BUT VERIFY

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