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Leah Rowe Wehinger

TRUIST INVESTMENT SERVICES
RICHMOND, VA
·CRD# 1719505·38 years experience

Professional Summary

Leah Rowe Wehinger, who also goes by Leah Baker Rowe, is a registered financial advisor currently at TRUIST INVESTMENT SERVICES, INC. located in Richmond, Virginia. Leah is registered as a RR (Registered Representative) and started their career in finance in 1988. Leah has worked at 4 firms and has passed the Series 63, SIE, Series 31, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Leah Baker Rowe

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

TRUIST INVESTMENT SERVICES, INC.·CRD# 17499
BD
919 E Main St Fl 7, Richmond, VA 23219
July 3, 2013 - Present
BB&T SECURITIES, LLC·CRD# 142785
BD
Atlanta, GA
December 9, 2019 - February 17, 2021
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Richmond, VA
October 1, 1999 - November 23, 2011
FIRST UNION CAPITAL MARKETS CORP.·CRD# 6124
BD
Charlotte, NC
May 25, 1988 - October 1, 1999

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Current Firm

TI
TRUIST INVESTMENT SERVICES, INC.

ALEXANDER KEY | TRUIST INVESTMENT SERVICES, INC. | SUNTRUST SECURITIES, INC. | SUNTRUST SECURITIES INC | SUNTRUST INVESTMENT SERVICES, INC. | SUNTRUST BROKERAGE SERVICES, INC.

CRD#: 17499 / SEC#: 801-56443, 8-35355
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

303 Peachtree Street Suntrust Garden Offices Suite 140, Atlanta, GA 30303

Mailing Address

303 Peachtree Street 2nd Floor, Atlanta, GA 30303

Phone Number

(800) 874-4770

Established

Georgia since 11/27/1985

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

STIS AND THIRD PARTY MANAGED PROGRAMS FIRM WRAP BROCHURE (10/12/2016)

Direct owners and executive officers

NamePositionCRD#
TRUIST FINANCIAL CORPORATIONHOLDING COMPANY—
CALLENDER, EVELYN MICHELLETREASURER AND CHIEF FINANCIAL OFFICER7591739
CENTENO, PATRICIA REEDDIRECTOR, CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT2239528
CRAM, BRYAN SCOTTPRESIDENT, CHIEF EXECUTIVE OFFICER, VICE CHAIRMAN2723431
DOWHOWER, BRIAN SEANCHAIRMAN4202574
DUNN, JEFFREY TODDDIRECTOR/EXECUTIVE VICE PRESIDENT4228631
MAVICO, CECILIA BAUTESENIOR VICE CHAIRMAN/CHIEF OPERATING OFFICER/CORPORATE SECRETARY3261303
STEARSMAN, SCOTT KENTDIRECTOR4067766
TYSON, TONYADIRECTOR/CHIEF OPERATIONS OFFICER/SENIOR VICE PRESIDENT/ASSISTANT CORPORATE SECRETARY1987448
WEHINGER, LEAH ROWEDIRECTOR/EXECUTIVE VICE PRESIDENT1719505

Disclosures

Regulatory Event

14

Arbitration

15

Bond

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Georgia
(7/3/2013)
RR
Virginia
(10/19/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1988About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Dec 1996About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed May 1988About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 1998About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Leah Rowe Wehinger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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