JM
Joseph Maya
FMSBONDS
North Miami Beach, FL 33180
Some features on this profile are disabled
CRD#: 1719380
JM
Professional summary
Joseph Maya is a registered financial professional currently at FMSBONDS, INC. located in North Miami Beach, Florida.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1987. Joseph has worked at 7 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Joseph Maya's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 23, 1993 - Present
FMSBONDS, INC.
Office #1: 20660 West Dixie Hway, North Miami Beach, FL 33180BD
CRD#: 7793
North Miami Beach, FL
Past
October 8, 1993 - November 11, 1993
JOSEPHTHAL & CO., INC.
BD
CRD#: 3227
NEW YORK, NY
Past
January 24, 1991 - November 8, 1993
J. B. HANAUER & CO.
BD
CRD#: 6958
PARSIPPANY, NJ
Past
July 5, 1990 - January 14, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
August 4, 1988 - September 13, 1989
SOUTH RICHMOND SECURITIES, INC.
BD
CRD#: 14913
Past
May 24, 1988 - October 27, 1988
HIBBARD BROWN & CO., INC.
BD
CRD#: 18246
Past
August 18, 1987 - May 31, 1988
SHERWOOD CAPITAL, INC.
BD
CRD#: 10474
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/28/2016)
RR
Arkansas(9/17/2010)
RR
California(2/6/2003)
RR
Colorado(4/4/2005)
RR
Connecticut(4/25/2008)
RR
Delaware(7/20/2007)
RR
Florida(12/2/1993)
RR
Georgia(10/18/2000)
RR
Hawaii(6/24/2013)
RR
Illinois(2/8/2001)
RR
Indiana(10/21/2008)
RR
Iowa(2/15/2011)
RR
Kentucky(10/15/2003)
RR
Louisiana(9/6/2001)
RR
Maryland(9/24/2002)
RR
Massachusetts(4/29/1996)
RR
Michigan(1/3/2001)
RR
Minnesota(1/17/2001)
RR
Mississippi(1/5/2009)
RR
Missouri(9/21/2006)
RR
Nevada(11/8/2018)
RR
New Hampshire(7/15/2008)
RR
New Jersey(5/27/2005)
RR
New York(4/25/1995)
RR
North Carolina(4/25/1996)
RR
North Dakota(8/27/2008)
RR
Ohio(3/19/2003)
RR
Oklahoma(1/6/2025)
RR
Oregon(1/14/2009)
RR
Pennsylvania(11/6/2001)
RR
Puerto Rico(1/14/2016)
RR
Rhode Island(7/14/2021)
RR
South Carolina(10/3/2012)
RR
South Dakota(4/10/2008)
RR
Tennessee(6/11/2025)
RR
Texas(10/19/2000)
RR
Utah(1/7/2003)
RR
Vermont(10/17/2006)
RR
Virginia(4/5/2004)
RR
Washington(7/9/2021)
RR
Wisconsin(11/3/1997)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FI
FMSBONDS, INC.
FIRST MIAMI SECURITIES, INC. | TAX-FREE BONDS.COM | TAX-FREE BONDS | FMSBONDS.COM | FMSBONDS, INC. | FMS,INC. | FMS, INC. | FMS BONDS, INC. | FMS BONDS
CRD#: 7793 / SEC#: , 8-23280
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4775 Technology Way, Boca Raton, FL 33431
Mailing Address
4775 Technology Way, Boca Raton, FL 33431
Phone number
(800) 741-1103
Established
Florida since 08/11/1978
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEINSILVER, PAUL | CHAIRMAN OF THE BOARD | 500389 |
| KLOTZ, JAMES ARNOLD | PRESIDENT | 500438 |
| GUERRISE, MATTHEW ANTHONY | CHIEF COMPLIANCE OFFICER | 2673770 |
| PARKER, ANNE MICHELLE | SROP AND CROP | 2226034 |
| SELIGSOHN, MICHAEL STEVEN | CHIEF OPERATIONS OFFICER, VICE PRESIDENT | 2189850 |
| SWINARSKI, THEODORE ANTHONY | SENIOR VICE PRESIDENT - TRADING SUPERVISOR | 1584451 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FMSBONDS, INC.
CRD#: 7793North Miami Beach, FL 33180TRUST BUT VERIFY
Monitor Joseph Maya
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
