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Melinda Liling Li

CRD# 1718519·Registered 1989 - 2009
Previously Registered: Being a previously registered professional could mean that Melinda is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Melinda Liling Li, who also goes by Melinda Li Ling Li, was a registered financial advisor. Melinda was a previously registered financial professional and started their career in finance 1989 - 2009. Melinda had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Melinda Li Ling Li

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

BLACKROCK FUND DISTRIBUTION COMPANY·CRD# 146183
BD
San Francisco, CA
November 6, 2009 - December 1, 2009
BLACKROCK EXECUTION SERVICES·CRD# 39438
BD
San Francisco, CA
August 3, 2005 - December 31, 2009
FORESIDE FUNDS DISTRIBUTORS LLC·CRD# 31334
BD
Portland, ME
May 5, 2004 - July 6, 2004
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Westlake, TX
July 11, 2000 - December 31, 2002
LAZARD FRERES & CO. LLC·CRD# 2528
BD
New York, NY
March 31, 1998 - June 23, 1999
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Westlake, TX
December 21, 1989 - January 14, 1998

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Current Firm

BF
BLACKROCK FUND DISTRIBUTION COMPANY

BARCLAYS GLOBAL INVESTORS FUND DISTRIBUTION COMPANY | BLACKROCK FUND DISTRIBUTION COMPANY

CRD#: 146183 / SEC#: 8-67795
BD
Terminated by SEC on 03/06/2012

Contact Information

Established

California since 11/06/2007

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BLACKROCK ASSET MANAGEMENT INTERNATIONAL, INC.SHAREHOLDER—
BLEVINS, JOHN HOWARDASSISTANT SECRETARY1983887
CONNOLLY, ROBERT PETERSECRETARY2024363
CORLISS, STEPHEN FREDERICKCOO4721275
FINK, LAURENCE DOUGLASCHAIRMAN/DIRECTOR830137
FROIO, RICHARD FRANCIS SR.CHIEF COMPLIANCE OFFICER2214598
GREENBERG, PAUL JAYFINANCIAL AND OPERATIONS PRINCIPAL/CFO2460376
KAPITO, ROBERT STEVENDIRECTOR728399
LATHAM, MICHAEL ARTHURCHIEF EXECUTIVE OFFICER4547654
SLANE, TERRI LYNNASSISTANT SECRETARY3133346
STELLEY, JOHN C.ASSISTANT SECRETARY—
WALTCHER, DANIEL RDIRECTOR—
WALTCHER, DANIEL RASSISTANT SECRETARY—
WOODARD, SUSAN LAWSONMSRB PRINCIPAL4225106

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1990About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1989About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 2006About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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ML
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