Fred R. Mcewen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fred Ray Mcewen, who also goes by Fred Ray Mcewen, was a registered financial professional .
Fred is a previously registered financial professional and started their career in finance in 1987. Fred had worked at 11 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 2019 - January 6, 2026
TUCKER ASSET MANAGEMENT LLC
September 26, 2017 - August 3, 2018
PRUCO SECURITIES, LLC.
September 25, 2017 - August 3, 2018
PRUCO SECURITIES, LLC.
September 23, 2016 - August 21, 2017
WADDELL & REED
September 23, 2016 - August 21, 2017
WADDELL & REED
January 16, 2013 - September 22, 2016
VALIC FINANCIAL ADVISORS, INC.
January 16, 2013 - September 22, 2016
VALIC FINANCIAL ADVISORS, INC.
May 12, 2009 - January 31, 2013
MSI FINANCIAL SERVICES, INC.
November 13, 2008 - January 31, 2013
MSI FINANCIAL SERVICES, INC.
October 20, 2004 - November 14, 2008
FARMERS FINANCIAL SOLUTIONS, LLC
October 21, 2002 - October 9, 2003
BANC ONE SECURITIES CORPORATION
October 18, 2002 - October 9, 2003
BANC ONE SECURITIES CORPORATION
April 24, 2002 - October 14, 2002
AMERIPRISE ADVISOR SERVICES, INC.
May 19, 2000 - February 12, 2002
UBS FINANCIAL SERVICES INC.
November 12, 1990 - December 31, 1991
WADDELL & REED
August 23, 1988 - January 24, 1989
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
August 23, 1988 - January 24, 1989
PRUCO SECURITIES, LLC.
September 2, 1987 - June 18, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
TUCKER ASSET MANAGEMENT LLC
CRD#: 174844 / SEC#: 801-107110
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TUCKER ASSET MANAGEMENT LLC
CRD#: 174844 / SEC#: 801-107110
Contact information
SEC notice filing (39 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,243 |
| AUM (Assets Under Management) | $ 640,805,363 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
