Fred R. Mcewen

TUCKER ASSET MANAGEMENT LLC

Naperville, IL 60563

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CRD#: 1718410

Professional summary

Fred Ray Mcewen, who also goes by Fred Ray Mcewen, is a registered financial advisor currently at TUCKER ASSET MANAGEMENT LLC located in Naperville, Illinois.

Fred is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Fred has worked at 11 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Fred Ray Mcewen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Zion Hill Missionary Baptist Church~1460 W 78th St., Chicago, IL 60620~Religious~N~Deacon~7/2007~16 hrs/mo~0 trading hrs/mo|Zion Hil Missionary Baptist Church~1460 W 78th St, Chicago, IL 60620~Religious~N~Trustee~5/2004~2 hrs/mo~0 trading hrs/mo|Uber~71 Greentrail Dr, Chatham, IL 62629~Driver services~N~Driver~9/2017~40 hrs/mo~0 trading hrs/mo

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fred Ray Mcewen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 30, 2019 - Present

TUCKER ASSET MANAGEMENT LLC

Office #1: 1230 E. Diehl Road Suite 106, Naperville, IL 60563

RIA

CRD#: 174844

Naperville, IL

Past

September 26, 2017 - August 3, 2018

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

FRANKFORT, IL

Past

September 25, 2017 - August 3, 2018

PRUCO SECURITIES, LLC.

CRD#: 5685

FRANKFORT, IL

Past

September 23, 2016 - August 21, 2017

WADDELL & REED

RIA

CRD#: 866

OAK BROOK, IL

Past

September 23, 2016 - August 21, 2017

WADDELL & REED

CRD#: 866

OAK BROOK, IL

Past

January 16, 2013 - September 22, 2016

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

CHICAGO, IL

Past

January 16, 2013 - September 22, 2016

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

CHICAGO, IL

Past

May 12, 2009 - January 31, 2013

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

ORLAND PARK, IL

Past

November 13, 2008 - January 31, 2013

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

ORLAND PARK, IL

Past

October 20, 2004 - November 14, 2008

FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863

HOMEWOOD, IL

Past

October 21, 2002 - October 9, 2003

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

CHICAGO, IL

Past

October 18, 2002 - October 9, 2003

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

April 24, 2002 - October 14, 2002

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Past

May 19, 2000 - February 12, 2002

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

November 12, 1990 - December 31, 1991

WADDELL & REED

CRD#: 866

Past

August 23, 1988 - January 24, 1989

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

Past

August 23, 1988 - January 24, 1989

PRUCO SECURITIES, LLC.

CRD#: 5685

Past

September 2, 1987 - June 18, 1988

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TUCKER ASSET MANAGEMENT LLC

TUCKER ASSET MANAGEMENT LLC | TUCKER WEALTH | TUCKER ASSET MANAGEMENT, LLC

CRD#: 174844 / SEC#: 801-107110

RIA

Registered Investment Advisory firm - (1/13/2016 Approved)

Colorado

Registered Investment Advisory firm - (1/28/2016 Terminated)

Georgia

Registered Investment Advisory firm - (2/12/2016 Terminated)

Iowa

Registered Investment Advisory firm - (1/26/2016 Terminated)

Louisiana

Registered Investment Advisory firm - (1/26/2016 Terminated)

Massachusetts

Registered Investment Advisory firm - (1/22/2016 Terminated)

Montana

Registered Investment Advisory firm - (1/22/2016 Terminated)

Nebraska

Registered Investment Advisory firm - (12/31/2015 Terminated)

New Jersey

Registered Investment Advisory firm - (1/22/2016 Terminated)

North Carolina

Registered Investment Advisory firm - (1/22/2016 Terminated)

Ohio

Registered Investment Advisory firm - (1/22/2016 Terminated)

Texas

Registered Investment Advisory firm - (1/22/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(7/30/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/31/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/23/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/3/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/18/2000

General Securities Representative Examination

Current Firm

TUCKER ASSET MANAGEMENT LLC

TUCKER ASSET MANAGEMENT LLC | TUCKER WEALTH | TUCKER ASSET MANAGEMENT, LLC

CRD#: 174844 / SEC#: 801-107110

RIA

Registered Investment Advisory firm - (1/13/2016 Approved)

Colorado

Registered Investment Advisory firm - (1/28/2016 Terminated)

Georgia

Registered Investment Advisory firm - (2/12/2016 Terminated)

Iowa

Registered Investment Advisory firm - (1/26/2016 Terminated)

Louisiana

Registered Investment Advisory firm - (1/26/2016 Terminated)

Massachusetts

Registered Investment Advisory firm - (1/22/2016 Terminated)

Montana

Registered Investment Advisory firm - (1/22/2016 Terminated)

Nebraska

Registered Investment Advisory firm - (12/31/2015 Terminated)

New Jersey

Registered Investment Advisory firm - (1/22/2016 Terminated)

North Carolina

Registered Investment Advisory firm - (1/22/2016 Terminated)

Ohio

Registered Investment Advisory firm - (1/22/2016 Terminated)

Texas

Registered Investment Advisory firm - (1/22/2016 Terminated)

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Contact information

Main Address

1520 West Canal Court Suite 100, Littleton, CO 80120

Mailing Address

Phone number

(303) 734-1234

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	4,243
AUM (Assets Under Management)	$ 640,805,363

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Fred R. Mcewen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fred Ray Mcewen's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

WADDELL & REED

WADDELL & REED

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

FARMERS FINANCIAL SOLUTIONS, LLC

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

AMERIPRISE ADVISOR SERVICES, INC.

UBS FINANCIAL SERVICES INC.

WADDELL & REED

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

TUCKER ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/31/2000

Series 63

Date: 9/23/1987

SIE

Date: 8/3/2018

Series 7

Date: 5/18/2000

Current Firm

TUCKER ASSET MANAGEMENT LLC

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TUCKER ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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