Ross P. Bruner

QUARTZ PARTNERS INVESTMENT MANAGEMENT

Shelter Island, NY

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CRD#: 1718245

Professional summary

Ross Paul Bruner, who also goes by Ross Paul Bruner, Ross Bruner, is a registered financial advisor currently at QUARTZ PARTNERS INVESTMENT MANAGEMENT located in Shelter Island, New York and ETICO PARTNERS, LLC located in Saratoga Springs, New York.

Ross is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Ross has worked at 9 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 55, Series 16, Series 7, Series 8 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ross Paul Bruner | Ross Bruner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NAME: TRISTAR ADVISORS LLC INV REL: Y ADD: 800 North State Street, 304 Dover, DE 19901: PASSIVE INVESTMENT VEHILCE FOR FAMILY OWNED REAL PROPERTY AND OTHER ASSETS POSITION: OWNER START DATE: 05/01/2004 NO. HR/MO: 0 NO. HR/MO DUR TRADING: 0 2) Pear Tree Nine, LLC-800 North State Street, 304 Dover, DE 19901 Investment related-Passive investment vehicle for family owned real property and assets- member-start 10/02/2024- 10 hours per month-zero hours per month during trading hours. manage real estate.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ross Paul Bruner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 12, 2025 - Present

QUARTZ PARTNERS INVESTMENT MANAGEMENT

RIA

CRD#: 174327

Shelter Island, NY

Current

May 12, 2025 - Present

ETICO PARTNERS, LLC

Office #1: 19 Railroad Pl, Ste 202, Saratoga Springs, NY 12866

CRD#: 122481

Saratoga Springs, NY

Past

May 16, 2024 - March 26, 2025

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

MELVILLE, NY

Past

May 9, 2024 - March 26, 2025

MML INVESTORS SERVICES, LLC

CRD#: 10409

MELVILLE, NY

Past

December 1, 2023 - December 15, 2023

GRAY OAK CAPITAL, LLC

CRD#: 290056

GREENWICH, CT

Past

October 20, 2021 - October 13, 2023

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

STAMFORD, CT

Past

October 20, 2021 - October 13, 2023

OPPENHEIMER & CO. INC.

CRD#: 249

STAMFORD, CT

Past

October 2, 2019 - October 19, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

GREENWICH, CT

Past

September 11, 2019 - October 19, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

GREENWICH, CT

Past

June 12, 2001 - June 2, 2005

PALOMA SECURITIES L.L.C.

CRD#: 24234

GREENWICH, CT

Past

June 3, 1996 - March 1, 2001

INTESA SANPAOLO IMI SECURITIES CORP.

CRD#: 19418

NEW YORK, NY

Past

September 26, 1994 - June 5, 1996

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUARTZ PARTNERS INVESTMENT MANAGEMENT

CRD#: 174327 / SEC#: 801-80822

RIA

Registered Investment Advisory firm - (1/20/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(5/12/2025)

IAR

New York
(5/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/1/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/23/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/11/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/13/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 8/27/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 16

Date: 9/28/1994

NYSE Supervisory Analyst Examination

General Industry/Product Exam

Series 7

Date: 9/24/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 3/17/1999

General Securities Sales Supervisor Examination (Options Module & General Module)

Principal/Supervisory Exam

Series 24

Date: 8/28/1996

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

QUARTZ PARTNERS INVESTMENT MANAGEMENT

CRD#: 174327 / SEC#: 801-80822

RIA

Registered Investment Advisory firm - (1/20/2015 Approved)

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Contact information

Main Address

19 Railroad Place Suite 202, Saratoga Springs, NY 12866

Mailing Address

Phone number

(800) 433-0422

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

QUARTZ PARTNERS ADV PART 2A: CLIENT BROCHURE (3/31/2025)

QUARTZ PARTNERS WRAP BROCHURE (3/31/2025)

ETICO ADV 2A PRIVATE CLIENT BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,124
AUM (Assets Under Management)	$ 281,034,901

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ross P. Bruner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ross Paul Bruner's CRS (Customer Relationship Summary).

Certified licenses

Experience

ETICO PARTNERS, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

GRAY OAK CAPITAL, LLC

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PALOMA SECURITIES L.L.C.

INTESA SANPAOLO IMI SECURITIES CORP.

ABN AMRO INCORPORATED

Primary Firm SEC Registration

QUARTZ PARTNERS INVESTMENT MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 10/1/2019

Series 63

Date: 8/23/1996

Series 7TO

Date: 9/11/2019

SIE

Date: 8/13/2019

Series 55

Date: 8/27/2001

Series 16

Date: 9/28/1994

Series 7

Date: 9/24/1994

Series 8

Date: 3/17/1999

Series 24

Date: 8/28/1996

FINRA

Current Firm

QUARTZ PARTNERS INVESTMENT MANAGEMENT

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QUARTZ PARTNERS INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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