John D. Olerio

CETERA INVESTMENT ADVISERS LLC

DOVER, NH 03820

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CRD#: 1717409

Professional summary

John D Olerio is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Dover, New Hampshire and CETERA INVESTMENT SERVICES LLC located in Dover, New Hampshire.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. John has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. HEALTH INSURANCE (MEDICARE); 2. SUGAR SHACK NH-RI LLC, AIRBNB VACATION HOME RENTAL, 25% OWNER; 3. BOARD MEMBER AND PRESIDENT FOR BANK INSURANCE & SECURITIES ASSOCIATION (BISA), 8-10/HRS/WK; 4. BOARD MEMBER AND ASSOCIATE TREASURER FOR CRANSTON VETERANS MEMORIAL FUND, NOT A SIGNOR ON ANY ACCOUNTS, 1/HR/WK; 5. RENTAL PROPERTY, 100% OWNER, 5/HRS/WK 6. MEDICARE INSURANCE FOR LIGHTHOUSE CREDIT UNION & BORTHWICK ASSOCIATES INC, PRINCIPAL OF THE AGENCY & VICE PRESIDENT, 10/HRS/WK

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John D Olerio's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 27, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 100 Lighthouse Dr, Dover, NH 03820

RIA

CRD#: 105644

DOVER, NH

Current

January 28, 2025 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 100 Lighthouse Dr, Dover, NH 03820

CRD#: 15340

DOVER, NH

Past

October 11, 2011 - January 26, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

NEW HAVEN, CT

Past

October 11, 2011 - January 26, 2024

LPL FINANCIAL LLC

CRD#: 6413

NEW HAVEN, CT

Past

February 13, 2007 - October 11, 2011

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

KENSINGTON, CT

Past

February 13, 2007 - October 11, 2011

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

KENSINGTON, CT

Past

August 19, 2002 - February 13, 2007

WEBSTER INVESTMENT SERVICES, INC.

RIA

CRD#: 46588

FARMINGTON, CT

Past

July 15, 1999 - February 13, 2007

WEBSTER INVESTMENT SERVICES, INC.

CRD#: 46588

FARMINGTON, CT

Past

October 22, 1997 - July 15, 1999

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

October 27, 1987 - November 19, 1997

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

New Hampshire
(1/27/2025)

New Hampshire
(1/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/5/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/31/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/2/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/26/1987

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/16/1998

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 2/12/1997

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John D. Olerio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John D Olerio's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

WEBSTER INVESTMENT SERVICES, INC.

WEBSTER INVESTMENT SERVICES, INC.

IFMG SECURITIES, INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/5/2001

Series 63

Date: 12/31/1987

SIE

Date: 10/1/2018

Series 7

Date: 7/2/1998

Series 6

Date: 10/26/1987

Series 24

Date: 9/16/1998

Series 26

Date: 2/12/1997

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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