Adam H. Brown
Professional summary
Adam Herbert Brown, who also goes by Adam H Brown, Adam Brown, is a registered financial professional currently at BTIG, LLC located in New York, New York.
Adam is registered as a RR (Registered Representative) and started their career in finance in 1988. Adam has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adam Herbert Brown's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 26, 2020 - Present
BTIG, LLC
Office #1: Park Avenue Tower 65 East 55th Street, New York, NY 10022January 17, 2012 - February 25, 2020
SEAPORT GLOBAL SECURITIES LLC
November 9, 2000 - September 3, 2009
CREDIT SUISSE SECURITIES (USA) LLC
March 29, 1999 - December 31, 2001
PERSHING LLC
December 15, 1993 - April 13, 1999
DB ALEX. BROWN LLC
August 11, 1992 - August 11, 1992
PERSHING LLC
April 19, 1988 - July 3, 1991
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/26/2020)
(3/9/2020)
(2/27/2020)
(2/26/2020)
(2/26/2020)
(2/26/2020)
(2/26/2020)
(6/12/2020)
(2/27/2020)
(2/26/2020)
(2/27/2020)
(2/26/2020)
Exams
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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