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RH

Robert T. Hannigan

ALDWYCH SECURITIES LLC
Stamford, CT 06902
Some features on this profile are disabled
CRD#: 1716528
RH

Professional summary

Robert Thomas Hannigan, who also goes by Bob Hannigan, is a registered financial professional currently at ALDWYCH SECURITIES LLC located in Stamford, Connecticut.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1987. Robert has worked at 11 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bob Hannigan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Thomas Hannigan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 27, 2013 - Present

ALDWYCH SECURITIES LLC

Office #1: 70 Seaview Avenue, Stamford, CT 06902Office #2: 208 Harbor Drive Suite 204, Stamford, CT 06902
BD
CRD#: 167980
Stamford, CT
Past

November 13, 2012 - July 8, 2013

EMERSON EQUITY LLC

BD
CRD#: 130032
NEW YORK, NY
Past

April 28, 2011 - April 27, 2012

MIZUHO SECURITIES USA LLC

BD
CRD#: 19647
NEW YORK, NY
Past

November 8, 2010 - April 6, 2011

BTIG, LLC

BD
CRD#: 122225
NEW YORK, NY
Past

July 28, 2008 - October 20, 2010

KNIGHT LIBERTAS LLC

BD
CRD#: 124790
GREENWICH, CT
Past

January 7, 2008 - July 24, 2008

SUMMIT SECURITIES GROUP LLC

BD
CRD#: 143727
NEW YORK, NY
Past

January 1, 1998 - December 17, 2007

CRT CAPITAL GROUP LLC

BD
CRD#: 28830
STAMFORD, CT
Past

May 7, 1996 - November 7, 1997

JPMSI

BD
CRD#: 15733
NEW YORK, NY
Past

April 4, 1994 - November 3, 1995

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

June 25, 1993 - March 2, 1994

CITICORP SECURITIES, INC.

BD
CRD#: 7474
NEW YORK, NY
Past

July 30, 1987 - May 18, 1993

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(5/2/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 4/15/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 11/11/2002
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 9/15/1984
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 11/5/2001
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/19/2000
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ALDWYCH SECURITIES LLC
ALDWYCH SECURITIES LLC

CRD#: 167980 / SEC#: , 8-69286

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
208 Harbor Drive Suite 204, Stamford, CT 06902
Mailing Address
208 Harbor Drive Suite 204, Stamford, CT 06902
Phone number
(212) 319-2501
Established
New York since 01/17/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ACP CAPITAL MARKETS LLCSOLE OWNER
BISHOP, MARK JOHNMANAGING MEMBER, CCO, CFO2868804
MILLER, JOHN STEVENSONFINOP2139980

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALDWYCH SECURITIES LLC

CRD#: 167980Stamford, CT 06902

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