David W. Banning
Professional summary
David Wayne Banning is a registered financial professional currently at FBL MARKETING SERVICES, LLC located in Wichita, Kansas.
David is registered as a RR (Registered Representative) and started their career in finance in 1987. David has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Wayne Banning's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 3, 2017 - Present
FBL MARKETING SERVICES, LLC
Office #1: 9111 East Douglas Ave Suite 250, Wichita, KS 67207November 8, 2016 - June 19, 2017
MML INVESTORS SERVICES, LLC
May 19, 2004 - October 18, 2016
FBL MARKETING SERVICES, LLC
May 3, 2002 - October 13, 2003
INVESTACORP, INC.
August 16, 1995 - May 16, 2002
FBL MARKETING SERVICES, LLC
February 18, 1994 - July 11, 1995
PIPER SANDLER & CO.
October 13, 1987 - February 23, 1994
N.I.S. FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/2/2020)
(10/2/2020)
(10/3/2017)
(10/2/2020)
(10/4/2017)
Exams
FINRA
Current Firm
FBL MARKETING SERVICES, LLC
CRD#: 5309 / SEC#: , 8-15855
Contact information
FINRA licenses (43 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FBL FINANCIAL GROUP, INC | OWNER | |
| ALDRIDGE, ANTHONY JAMES | CHIEF ACCOUNTING OFFICER | 5999478 |
| GLEASON, MATHEW EVERETTE | PRESIDENT | 6434929 |
| MAY, CLINT JAMES | VICE PRESIDENT ASSISTANT GENERAL COUNSEL | 4129595 |
| MCGONEGLE, JULIE MARIE | FINANCIAL SERVICES ADMINISTRATION VICE PRESIDENT | 2188891 |
| MORGAN, JENNIFER LEA | CHIEF COMPLIANCE OFFICER & ASST. SECRETARY | 2550729 |
| NELSON, JAMES ARTHUR | MANAGER LIFE ACCOUNTING AND FINOP | 4640561 |
| O'TOOL, MICHAEL DEAN | DIRECTOR COMPLIANCE | 2570040 |
| SEIBEL, DONALD JOSEPH | TREASURER | 6140054 |
| SHRYACK, CHRISTOPHER THOMAS | VICE PRESIDENT LIFE SALES | 2105590 |
| ST CLAIR, KARI LOUISE | DIRECTOR, MARKETING SVCS & FIELD SUPPORT | 3168561 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FBL MARKETING SERVICES, LLC
CRD#: 5309Wichita, KS 67207TRUST BUT VERIFY
Monitor David Banning
Get automatic monthly alerts on: