Beth S. Hamburger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Beth Sue Hamburger was a registered financial professional .
Beth is a previously registered financial professional and started their career in finance in 1999. Beth had worked at 2 firms and has passed the Series 63, SIE, Series 42, Series 3 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2012 - April 6, 2016
AQUA SECURITIES L.P.
November 11, 1999 - March 13, 2012
BLOOMBERG TRADEBOOK LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 42
Date: 11/21/2005
Registered Options Representative ExaminationSeries 62
Date: 11/10/1999
Corporate Securities Limited Representative ExaminationCurrent Firm
AQUA SECURITIES L.P.
CRD#: 47681 / SEC#: , 8-51866
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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