Brian H. Solomon

KESTRA ADVISORY SERVICES

ENCINITAS, CA 92024

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CRD#: 1715160

Professional summary

Brian Hayden Solomon is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Encinitas, California and KESTRA INVESTMENT SERVICES, LLC located in Encinitas, California.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Brian has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: SOLOMON WEALTH MANAGMENT POSITION: Owner NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No # OF HOURS: 50 SECURITIES TRADING HOURS: 160 START DATE: 01/03/2005 ADDRESS: 531 encinitas blve, ste 200, Encinitas CA 92024, United States DESCRIPTION: Owner and manageing partner for the firm. Name: TAX PREP BUSINESS THROUGH MY CORPORATION POSITION: Managing owner NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2024 ADDRESS: 531 encinitas blve, ste 200, Encinitas CA 92024, United States DESCRIPTION: I pay for all expenses and share in revenue. I do none of the tax work myself. Name: BOYS AND GIRLS CLUB OF NORTHWEST SAN DIEGO POSITION: Board member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2018 ADDRESS: 533 Lomas Santa Fe, Solana Beach CA 92075, United States DESCRIPTION: I'm on multiple committees and attend board meetings.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Hayden Solomon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 18, 2025 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 531encinitas Blvd Suite 200, Encinitas, CA 92024

RIA

CRD#: 283330

ENCINITAS, CA

Current

June 20, 2025 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 531 Encinitas Blvd Suite 200, Encinitas, CA 92024

CRD#: 42046

Encinitas, CA

Past

October 21, 2005 - June 20, 2025

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

ENCINITAS, CA

Past

March 18, 2005 - October 21, 2005

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 125953

ENCINITAS, CA

Past

March 18, 2005 - June 20, 2025

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

ENCINITAS, CA

Past

March 2, 2004 - April 14, 2005

SENTRA SECURITIES CORPORATION

RIA

CRD#: 10249

ENCINITAS, CA

Past

November 4, 2003 - April 14, 2005

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

May 26, 2003 - November 7, 2003

LPL FINANCIAL LLC

RIA

CRD#: 6413

LA JOLLA, CA

Past

June 26, 2002 - November 7, 2003

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

March 4, 2002 - June 17, 2002

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

February 7, 2000 - March 6, 2002

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

July 22, 1996 - January 12, 2000

CITISTREET EQUITIES LLC

CRD#: 7447

SOMERSET, NJ

Past

January 3, 1994 - August 5, 1996

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

October 9, 1987 - January 13, 1994

THE VARIABLE ANNUITY MARKETING COMPANY

CRD#: 5081

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/24/2025)

IAR

California
(6/19/2025)

California
(6/20/2025)

Colorado
(6/23/2025)

Florida
(6/20/2025)

Missouri
(6/20/2025)

Montana
(7/15/2025)

Nevada
(10/8/2025)

New York
(8/17/2025)

Oklahoma
(6/20/2025)

Oregon
(7/28/2025)

IAR

Texas
(6/18/2025)

Texas
(6/20/2025)

Utah
(6/20/2025)

Washington
(6/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/23/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/24/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/21/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/7/1987

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 5/23/1997

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian H. Solomon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Hayden Solomon's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

SENTRA SECURITIES CORPORATION

SENTRA SECURITIES CORPORATION

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CETERA WEALTH SERVICES, LLC

SENTRA SECURITIES CORPORATION

CITISTREET EQUITIES LLC

LPL FINANCIAL LLC

THE VARIABLE ANNUITY MARKETING COMPANY

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/23/2003

Series 63

Date: 1/24/1994

SIE

Date: 10/1/2018

Series 7

Date: 9/21/2004

Series 6

Date: 10/7/1987

Series 26

Date: 5/23/1997

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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