Steven Mickelson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Mickelson, who also goes by Steve Mickelson, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1988. Steven had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 52, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2012 - November 19, 2021
BEAR CREEK ASSET MANAGEMENT, LLC
July 16, 2010 - February 1, 2021
BEAR CREEK SECURITIES LLC
April 9, 2007 - June 25, 2010
CITIGROUP GLOBAL MARKETS INC.
April 1, 1997 - February 28, 2007
MOUNTAINVIEW SECURITIES, LLC
August 21, 1991 - March 10, 1997
KFS BD, INC.
April 29, 1989 - August 19, 1991
U.S. BANCORP INVESTMENTS, INC.
August 25, 1988 - April 13, 1989
GKB, INC.
January 14, 1988 - August 8, 1988
LM CONSOLIDATED FINANCIAL CORP.
Primary Firm SEC Registration
BEAR CREEK ASSET MANAGEMENT, LLC
CRD#: 137677 / SEC#: 801-64862
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BEAR CREEK ASSET MANAGEMENT, LLC
CRD#: 137677 / SEC#: 801-64862
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 176 |
| AUM (Assets Under Management) | $ 7,457,031,060 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/08/2025 | ||
| 09/13/2024 | ||
| 11/20/2023 | ||
| 12/15/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
