SS
Stephen M. Stabile
FLAGSHIP WEALTH ADVISORS.
Plymouth, MA 02360
Some features on this profile are disabled
CRD#: 1715075
SS
Professional summary
Stephen Michael Stabile is a registered financial advisor currently at FLAGSHIP WEALTH ADVISORS, LLC. located in Plymouth, Massachusetts and OSAIC WEALTH, INC. located in Plymouth, Massachusetts.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Stephen has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SMS1 LLC; INVESTMENT RELATED; 129 ALPINE ESTATES FR CRANSTON RI 02921; MANAGING MEMBER; STARTED 2005; 1 HR/MTH; 0HRS/MTH DURING ST HOURS; MANAGEMENT OF ACCOUNTS. 2) JOYAL FINANCIAL MANAGEMENT GROUP POSITION: Financial Representative NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 10/20/2015 ADDRESS: 50 Resnik Rd, Suite 300, Plymouth MA 02360, United States DESCRIPTION: Fixed AnnuitiesLife Insurance 3) JOYAL INSURANCE AGENCY POSITION: Statutory Agent NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 40 START DATE: 10/26/2017 ADDRESS: 50 Resnik Rd, Plymouth MA 02360, United States DESCRIPTION: Insurance Sales 4) FLAGSHIP WEALTH ADVISORS POSITION: Exempted Investment Advisor Representative - this position is for soliciting purposes only NATURE: Solicitor of Flagship Wealth Advisors INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 02/01/2018 ADDRESS: 301 Edgewater Place, Suite 400, Wakefield MA 01880, United States DESCRIPTION: I refer clients to Flagship Wealth Advisors as a solicitor. 5) JOYAL CAPITAL MGT., LLC POSITION: Other - INSURANCE BROKER NATURE: Limited Liability Company - INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 10/20/2015 ADDRESS: 50 RESNIK ROAD, PLYMOUTH, MA 02360, Plymouth MA 02360, United States DESCRIPTION: Meet with clients and help them with their insurance and investment planning needs 6) STEPHEN STABILE POSITION: Other - Trustee NATURE: Other - Trustee of an ILIT for my brother Ronald Stabile INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2005 ADDRESS: 1000 Collier Boulevard, Unit #605, Marco Island FL 34145, United States DESCRIPTION: Trustee, manage Trust
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Michael Stabile's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 30, 2018 - Present
FLAGSHIP WEALTH ADVISORS, LLC.
Office #1: 50 Resnik Road Suite 300, Plymouth, MA 02360RIA
CRD#: 131962
Plymouth, MA
Current
April 11, 2017 - Present
OSAIC WEALTH, INC.
Office #1: 50 Resnik Road Suite 300, Plymouth, MA 02360RIA
BD
CRD#: 23131
Plymouth, MA
Past
November 4, 2003 - December 31, 2016
OSAIC WEALTH, INC.
BD
CRD#: 23131
PLYMOUTH, MA
Past
July 21, 1999 - November 6, 2003
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Past
February 22, 1994 - July 30, 1999
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
February 22, 1994 - July 30, 1999
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FW
FLAGSHIP WEALTH ADVISORS, LLC.
FLAGSHIP ADVISORS LLC | FLAGSHIP WEALTH ADVISORS, LLC. | FLAGSHIP FINANCIAL ADVISORS, LLC
CRD#: 131962 / SEC#: 801-112001
RIA
Registered Investment Advisory firm - (11/2/2017 Approved)Arizona
Registered Investment Advisory firm - (11/6/2017 Terminated)Connecticut
Registered Investment Advisory firm - (11/6/2017 Terminated)Florida
Registered Investment Advisory firm - (11/6/2017 Terminated)Louisiana
Registered Investment Advisory firm - (11/8/2017 Terminated)Massachusetts
Registered Investment Advisory firm - (11/6/2017 Terminated)New Jersey
Registered Investment Advisory firm - (1/2/2018 Terminated)New York
Registered Investment Advisory firm - (11/6/2017 Terminated)Texas
Registered Investment Advisory firm - (11/6/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/11/2017)
RR
Connecticut(4/11/2017)
RR
Florida(4/11/2017)
RR
Georgia(4/11/2017)
RR
Maine(4/11/2017)
RR
Maryland(8/31/2020)
RR
Massachusetts(4/11/2017)
IAR
Massachusetts(1/30/2018)
RR
Michigan(2/14/2018)
RR
New Hampshire(4/11/2017)
RR
New York(4/11/2017)
RR
Pennsylvania(4/11/2017)
RR
Rhode Island(4/11/2017)
RR
Texas(9/2/2020)
RR
Virginia(4/11/2017)
RR
West Virginia(4/11/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FW
FLAGSHIP WEALTH ADVISORS, LLC.
FLAGSHIP ADVISORS LLC | FLAGSHIP WEALTH ADVISORS, LLC. | FLAGSHIP FINANCIAL ADVISORS, LLC
CRD#: 131962 / SEC#: 801-112001
RIA
Registered Investment Advisory firm - (11/2/2017 Approved)Arizona
Registered Investment Advisory firm - (11/6/2017 Terminated)Connecticut
Registered Investment Advisory firm - (11/6/2017 Terminated)Florida
Registered Investment Advisory firm - (11/6/2017 Terminated)Louisiana
Registered Investment Advisory firm - (11/8/2017 Terminated)Massachusetts
Registered Investment Advisory firm - (11/6/2017 Terminated)New Jersey
Registered Investment Advisory firm - (1/2/2018 Terminated)New York
Registered Investment Advisory firm - (11/6/2017 Terminated)Texas
Registered Investment Advisory firm - (11/6/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
301 Edgewater Place Suite 400, Wakefield, MA 01880
Mailing Address
Phone number
(800) 631-9997
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 698 |
| AUM (Assets Under Management) | $ 607,544,183 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
