Thad J. Paskell
Professional summary
Thad Joseph Paskell is a registered financial advisor currently at J.P. MORGAN INVESTMENT MANAGEMENT INC. located in New York, New York.
Thad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Thad has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thad Joseph Paskell's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 15, 2020 - Present
J.P. MORGAN INVESTMENT MANAGEMENT INC.
Office #1: 383 Madison Avenue, New York, NY 10179-0001July 16, 1998 - February 16, 1999
ROSS, SINCLAIRE & ASSOCIATES, LLC
July 30, 1993 - July 31, 1997
BANC ONE CAPITAL MARKETS, INC.
February 1, 1988 - August 5, 1993
FIFTH THIRD SECURITIES, INC.
Primary Firm SEC Registration
J.P. MORGAN INVESTMENT MANAGEMENT INC.
CRD#: 107038 / SEC#: 801-21011
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/15/2020)
Exams
Current Firm
J.P. MORGAN INVESTMENT MANAGEMENT INC.
CRD#: 107038 / SEC#: 801-21011
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 114,499 |
| AUM (Assets Under Management) | $ 2,985,273,722,862 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 01/25/2024 | ||
| 01/27/2023 |
Red Flags
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