DH
Douglas M. Hoffman
CETERA INVESTMENT ADVISERS LLC
GRAND RAPIDS, MI 49525
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CRD#: 1714689
DH
Professional summary
Douglas Mark Hoffman, who also goes by Mark Hoffman, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Grand Rapids, Michigan and CETERA WEALTH SERVICES, LLC located in Grand Rapids, Michigan.
Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Douglas has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark Hoffman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) SOLICITS AND SELLS FIXED INSURANCE AND ANNUITY PRODUCTS (LIFE, HEALTH, DI, ANNUITIES AND LTC) (2) NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; ADDRESS: HARBOR SPRINGS MI 49740 ; NATURE OF BUSINESS: REAL ESTATE ; START DATE: 08/2021 POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY WHICH WILL BE LEASED OUT DURING SKI SEASON ;
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Mark Hoffman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3258 Clear Vista Court Ne #2, Grand Rapids, MI 49525RIA
CRD#: 105644
GRAND RAPIDS, MI
Current
January 2, 1997 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1971 East Beltline Ave Ne Ste 200-a, Grand Rapids, MI 49525BD
CRD#: 13572
Grand Rapids, MI
Past
November 24, 2010 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
GRAND RAPIDS, MI
Past
March 23, 1990 - December 31, 1996
OPPENHEIMER & CO. INC.
BD
CRD#: 249
NEW YORK, NY
Past
November 19, 1987 - March 23, 1990
B.C. CHRISTOPHER SECURITIES CO.
BD
CRD#: 60
KANSAS CITY, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(1/2/1997)
RR
District of Columbia(1/3/2023)
RR
Florida(4/12/2021)
RR
Illinois(7/22/2024)
RR
Michigan(1/2/1997)
IAR
Michigan(6/29/2023)
RR
South Carolina(2/25/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Grand Rapids, MI 49525TRUST BUT VERIFY
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Contact information
xxxxx@xxxx.xxx
