Richard L. Belanger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Lewis Belanger, who also goes by Dick Belanger, Richard Louis Belanger, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1969. Richard had worked at 5 firms and has passed the Series 63, Series 22 and V06 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2010 - December 31, 2013
ESSEX SECURITIES LLC
October 28, 1994 - January 1, 2010
INVESTORS CAPITAL CORP.
December 18, 1985 - October 25, 1994
MML INVESTORS SERVICES, LLC
July 16, 1982 - December 19, 1985
LINSCO FINANCIAL GROUP, INC.
April 1, 1969 - January 2, 1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
V06
Date: 3/25/1969
Variable Annuities Module ExaminationCurrent Firm
ESSEX SECURITIES LLC
CRD#: 46605 / SEC#: , 8-51472
Contact information
FINRA licenses (38 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
