Gregory A. Heiple

CETERA INVESTMENT ADVISERS LLC

NORMAN, OK 73069

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CRD#: 1714085

Professional summary

Gregory Alan Heiple is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Norman, Oklahoma and CETERA ADVISORS LLC located in Norman, Oklahoma.

Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Gregory has worked at 12 firms and has passed the Series 65, Series 63, Series 99TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.)GAH INC.; OWNER; HOLDING COMPANY; START DATE 10/01/1987; 4 HOURS PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Alan Heiple's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 12, 2020 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 218 E. Eufaula Street, Norman, OK 73069

RIA

CRD#: 105644

NORMAN, OK

Current

September 8, 2022 - Present

CETERA ADVISORS LLC

Office #1: 218 East Eufaula St, Norman, OK 73069

CRD#: 10299

Norman, OK

Past

May 30, 2008 - September 8, 2022

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

NORMAN, OK

Past

January 3, 2007 - November 12, 2020

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

NORMAN, OK

Past

April 4, 2006 - January 3, 2007

FFP ADVISORY SERVICES INC

RIA

CRD#: 110778

NORMAN, OK

Past

March 31, 2006 - May 30, 2008

FFP SECURITIES, INC.

CRD#: 16337

NORMAN, OK

Past

March 3, 1998 - April 3, 2006

MOMENTUM INDEPENDENT NETWORK INC.

RIA

CRD#: 17587

NORMAN, OK

Past

December 3, 1996 - April 3, 2006

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

NORMAN, OK

Past

January 3, 1994 - December 3, 1996

PATTERSON ICENOGLE, INC.

CRD#: 15652

Past

January 18, 1993 - December 22, 1993

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

ST. LOUIS, MO

Past

March 7, 1990 - August 10, 1992

MARK TWAIN BROKERAGE SERVICES, INC.

CRD#: 16925

Past

June 21, 1988 - March 5, 1990

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

September 9, 1987 - April 5, 1988

FIRST AFFILIATED SECURITIES, INC.

CRD#: 6871

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/6/2025)

California
(1/3/2023)

Colorado
(9/8/2022)

Georgia
(9/8/2022)

Kansas
(9/8/2022)

New Mexico
(9/29/2023)

IAR

Oklahoma
(11/12/2020)

Oklahoma
(9/8/2022)

South Carolina
(9/8/2022)

IAR

Texas
(11/12/2020)

Texas
(9/8/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/11/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/31/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/15/1987

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gregory A. Heiple

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Alan Heiple's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED ADVISORY SERVICES, INC.

FFP ADVISORY SERVICES INC

FFP SECURITIES, INC.

MOMENTUM INDEPENDENT NETWORK INC.

MOMENTUM INDEPENDENT NETWORK INC.

PATTERSON ICENOGLE, INC.

STIFEL, NICOLAUS & COMPANY, INCORPORATED

MARK TWAIN BROKERAGE SERVICES, INC.

UBS FINANCIAL SERVICES INC.

FIRST AFFILIATED SECURITIES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/11/1994

Series 63

Date: 8/31/1987

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/15/1987

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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