BH
Bruce W. Hardy
ASSET STRATEGY ADVISORS
Natick, MA 01760-1535
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CRD#: 1713101
BH
Professional summary
Bruce Woodman Hardy is a registered financial advisor currently at ASSET STRATEGY ADVISORS, LLC located in Natick, Massachusetts.
Bruce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Bruce has worked at 2 firms and has passed the Series 65, Series 2 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Hardy is also President of PRI Financial Publishing, Inc., an entity that provides a newsletter subscription service to its clients. Mr. Hardy spends approximately 10% of his time on this other business activity.
Mr. Hardy is President of Principal Resource, Inc. Principal Resource, Inc. solely acts as the holding company of PRI Financial Advisors, Inc.
CRS (Client Relationship Summary) - RIA
Click below to view Bruce Woodman Hardy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 31, 2020 - Present
ASSET STRATEGY ADVISORS, LLC
Office #1: 24 Superior Drive Suite 101, Natick, MA 01760-1535RIA
CRD#: 139879
Natick, MA
Past
October 8, 1996 - October 7, 2020
PRI FINANCIAL ADVISORS, INC.
RIA
CRD#: 109390
HOLLISTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AS
ASSET STRATEGY ADVISORS, LLC
ASSET STRATEGY ADVISORS, LLC | CHARLES RIVER RETIREMENT CONSULTANTS, INC. | ASSET STRATEGY RETIREMENT CONSULTANTS, LLC | ASSET STRATEGY CONSULTANTS-BOSTON
CRD#: 139879 / SEC#: 801-66549
RIA
Registered Investment Advisory firm - (5/15/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(8/31/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 2
Date: 9/2/1994
Non-Member General Securities ExaminationPrincipal/Supervisory Exam
Current Firm
AS
ASSET STRATEGY ADVISORS, LLC
ASSET STRATEGY ADVISORS, LLC | CHARLES RIVER RETIREMENT CONSULTANTS, INC. | ASSET STRATEGY RETIREMENT CONSULTANTS, LLC | ASSET STRATEGY CONSULTANTS-BOSTON
CRD#: 139879 / SEC#: 801-66549
RIA
Registered Investment Advisory firm - (5/15/2006 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
24 Superior Drive Suite 101, Natick, MA 01760-1535
Mailing Address
Phone number
(781) 235-4426
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 544 |
| AUM (Assets Under Management) | $ 917,771,097 |
Red Flags
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Company Information
ASSET STRATEGY ADVISORS, LLC
CRD#: 139879Natick, MA 01760-1535TRUST BUT VERIFY
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Contact information
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