Charles J. Nemphos

NORTHSTAR WEALTH MANAGEMENT

ELKRIDGE, MD 21075

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CRD#: 1712985

Professional summary

Charles John Nemphos, who also goes by Charlie Nemphos, Chaz Nemphos, is a registered financial advisor currently at NORTHSTAR WEALTH MANAGEMENT, INC. located in Elkridge, Maryland and LASALLE ST SECURITIES, L.L.C. located in Columbia, Maryland.

Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Charles has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charlie Nemphos | Chaz Nemphos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles John Nemphos's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 25, 2005 - Present

NORTHSTAR WEALTH MANAGEMENT, INC.

Office #1: 5820 Washington Blvd Suite A, Elkridge, MD 21075

RIA

CRD#: 137062

ELKRIDGE, MD

Current

January 13, 1998 - Present

LASALLE ST SECURITIES, L.L.C.

Office #1: 8600 Snowden River Parkway Suite 208, Columbia, MD 21045

CRD#: 7191

Columbia, MD

Past

January 18, 2000 - August 15, 2005

CBIZ FINANCIAL SOLUTIONS, INC.

RIA

CRD#: 16678

COLUMBIA, MD

Past

April 8, 1994 - December 31, 1997

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

ROCKVILLE, MD

Past

September 17, 1992 - April 15, 1994

LOMBARD SECURITIES INCORPORATED

CRD#: 27954

BALTIMORE, MD

Past

March 25, 1991 - September 18, 1992

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

October 9, 1987 - March 22, 1991

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Past

September 10, 1987 - October 28, 1987

RICHARD ROBERTS CAPITAL CORP.

CRD#: 15465

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(4/17/2024)

Georgia
(2/22/2005)

Kentucky
(3/4/2010)

Maryland
(1/13/1998)

IAR

Maryland
(10/25/2005)

Michigan
(7/7/2010)

Virginia
(2/22/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 9/9/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/17/1987

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/3/1987

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/5/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

NORTHSTAR WEALTH MANAGEMENT, INC.

CRD#: 137062 / SEC#:

Maryland

Registered Investment Advisory firm - (10/25/2005 Approved)

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Contact information

Main Address

8600 Snowden River Parkway Suite 208, Columbia, MD 21045

Mailing Address

Phone number

(410) 379-2005

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	40
AUM (Assets Under Management)	$ 33,945,072

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles J. Nemphos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles John Nemphos's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHSTAR WEALTH MANAGEMENT, INC.

LASALLE ST SECURITIES, L.L.C.

CBIZ FINANCIAL SOLUTIONS, INC.

GROVE POINT INVESTMENTS, LLC

LOMBARD SECURITIES INCORPORATED

FSC SECURITIES CORPORATION

AVANTAX INVESTMENT SERVICES, INC.

RICHARD ROBERTS CAPITAL CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/9/1988

SIE

Date: 10/1/2018

Series 7

Date: 10/17/1987

Series 6

Date: 8/3/1987

Series 24

Date: 10/5/1999

FINRA

Current Firm

NORTHSTAR WEALTH MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NORTHSTAR WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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