Bradley W. Mcgowan
Professional summary
Bradley Walter Mcgowan, who also goes by Bradley W Mcgowan, is a registered financial professional currently at PICKWICK CAPITAL PARTNERS, LLC located in Bethesda, Maryland.
Bradley is registered as a RR (Registered Representative) and started their career in finance in 1987. Bradley has worked at 11 firms and has passed the Series 63, Series 65, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bradley Walter Mcgowan's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 4, 2016 - Present
PICKWICK CAPITAL PARTNERS, LLC
January 20, 2015 - October 6, 2015
EQUUS FINANCIAL CONSULTING LLC
April 3, 2012 - October 11, 2012
TSG SPECTRUM CAPITAL ADVISORS, LLC
November 2, 2006 - April 12, 2012
LEGEND MERCHANT GROUP, INC.
August 7, 2003 - November 24, 2004
LEUCADIA ASSET MANAGEMENT LLC
March 19, 2002 - November 24, 2004
JEFFERIES LLC
July 11, 1998 - March 18, 2002
LEHMAN BROTHERS INC.
July 25, 1996 - July 10, 1998
A. G. EDWARDS & SONS, INC.
June 2, 1992 - July 19, 1996
UBS FINANCIAL SERVICES INC.
May 23, 1990 - June 4, 1992
GRUNTAL & CO., L.L.C.
September 22, 1987 - June 1, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/21/2017)
(11/22/2017)
(1/16/2018)
(1/3/2018)
(11/22/2017)
(11/27/2017)
(1/4/2018)
(1/17/2018)
(1/30/2018)
(11/15/2016)
(11/23/2016)
(11/29/2017)
(11/22/2017)
(11/28/2017)
(11/28/2017)
(3/29/2018)
(1/4/2018)
Exams
FINRA
Current Firm
PICKWICK CAPITAL PARTNERS, LLC
CRD#: 130672 / SEC#: , 8-66373
Contact information
FINRA licenses (43 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GREENWOOD, DOUGLAS CHARLES WILLIAM | PRESIDENT | 1192611 |
| DANOVITCH, DAVID E | MANAGING PRINCIPAL, GENERAL COUNSEL | 3013350 |
| KAPLOWITZ, JAY | MEMBER | |
| ROSE, JOHN IRVING II | MEMBER | 2790640 |
| WU, CHIH-CHUN | MEMBER | 5704739 |
| FJC CAPITAL INC. | OWNER | |
| VAN SCHAACK, JOHN GREGORY | MEMBER | 1121171 |
| ABRAMCZYK, JANE E | CCO | 4801666 |
| ACCESS MEDIA ADVISORY LLC | MEMBER | |
| GENDRON, KAREN MARIE | FINOP | 1503330 |
Red Flags
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