Riley J. Maher
Professional summary
Riley James Maher MR, who also goes by Riley James Maher, Riley Maher, is a registered financial advisor currently at PENTA INVESTMENT COUNSEL LLC located in Kansas City, Missouri.
Riley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Riley has worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Riley James Maher MR's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 19, 2003 - Present
PENTA INVESTMENT COUNSEL LLC
October 25, 1988 - December 15, 2009
BANKERS & INVESTORS CO.
June 21, 1988 - August 17, 1988
AMERICAN CENTURY INVESTMENT SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/8/2009)
(6/19/2003)
Exams
Current Firm
PENTA INVESTMENT COUNSEL LLC
CRD#: 126202 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 30,816,212 |
Red Flags
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