Benjamin J. Conway

BJC CAPITAL ADVISORS LLC

Manchester, MA 01944

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CRD#: 1712119

Professional summary

Benjamin Johnston Conway is a registered financial professional currently at BJC CAPITAL ADVISORS LLC located in Manchester, Massachusetts.

Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2003. Benjamin has worked at 5 firms and has passed the Series 63, Series 79TO, Series 99TO, Series 7TO, SIE, Series 7, Series 28 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 15, 2023 - Present

BJC CAPITAL ADVISORS LLC

Office #1: 7 Proctor Street, Manchester, MA 01944

CRD#: 323156

Manchester, MA

Past

December 14, 2016 - March 10, 2022

CONSILIUM PARTNERS LLC

CRD#: 104486

BOSTON, MA

Past

June 14, 2006 - December 2, 2016

ALIRA HEALTH TRANSACTION SERVICES, LLC

CRD#: 140203

MANCHESTER, MA

Past

February 13, 2006 - October 25, 2006

MATRIX CAPITAL GROUP, INC.

CRD#: 33364

NEW YORK, NY

Past

July 29, 2003 - March 7, 2006

KAUFMAN & COMPANY, LLC

CRD#: 10924

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(5/3/2023)

Exams

State Security Law Exam

Series 63

Date: 6/19/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/23/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 28

Date: 5/15/2006

Introducing Broker/Dealer Financial Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/2/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BJC CAPITAL ADVISORS LLC

CRD#: 323156 / SEC#: , 8-70980

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

7 Proctor Street, Manchester, MA 01944

Mailing Address

2016 Ocean Street Unit 23, Marshfield, Ma 02050, MA 02050

Phone number

+1 (617) 223-1640

Established

Massachusetts since 07/30/2021

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CONWAY, BENJAMIN JOHNSTON	CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/MANAGER	1712119

Red Flags

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Benjamin J. Conway

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Benjamin Johnston Conway's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONSILIUM PARTNERS LLC

ALIRA HEALTH TRANSACTION SERVICES, LLC

MATRIX CAPITAL GROUP, INC.

KAUFMAN & COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/19/2006

Series 79TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/23/2001

Series 28

Date: 5/15/2006

Series 24

Date: 9/2/2004

FINRA

Current Firm

BJC CAPITAL ADVISORS LLC

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

BJC CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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