Vincent E. Mccarley
Professional summary
Vincent Ellis Mccarley is a registered financial professional currently at BACKSTROM MCCARLEY BERRY & CO., LLC located in San Francisco, California.
Vincent is registered as a RR (Registered Representative) and started their career in finance in 1987. Vincent has worked at 5 firms and has passed the Series 63, Series 52TO, Series 79TO, Series 99TO, SIE, Series 50, Series 7, Series 54, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Vincent Ellis Mccarley's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 6, 2003 - Present
BACKSTROM MCCARLEY BERRY & CO., LLC
Office #1: 130 Battery Street, Suite 560, San Francisco, CA 94111Office #2: 130 Battery Street, Suite 560, San Francisco, CA 94111June 26, 1998 - March 17, 2003
THE CHAPMAN CO.
August 4, 1997 - June 23, 1998
SIEBERT WILLIAMS SHANK & CO., LLC
October 29, 1996 - August 4, 1997
MURIEL SIEBERT & CO., LLC
July 29, 1987 - November 11, 1996
GRIGSBY & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/3/2004)
(8/6/2018)
(3/17/2003)
(10/8/2015)
(11/27/2006)
(10/7/2014)
(9/15/2016)
(7/30/2004)
(10/29/2009)
(7/6/2004)
(11/17/2014)
(10/16/2014)
(7/19/2004)
(7/8/2004)
(4/4/2005)
(3/30/2005)
(2/24/2009)
(8/2/2004)
(11/7/2011)
(8/10/2016)
(11/21/2012)
(10/8/2014)
(10/26/2011)
(2/6/2014)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
BACKSTROM MCCARLEY BERRY & CO., LLC
CRD#: 124503 / SEC#: , 8-65679
Contact information
FINRA licenses (24 States and Territories)
Documents
Red Flags
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