David J. Majewski
Professional summary
David James Majewski, who also goes by Dave Majewski, David James Majewski, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Frisco, Texas.
David is registered as a RR (Registered Representative) and started their career in finance in 1987. David has worked at 9 firms and has passed the Series 63, Series 65, Series 66, Series 6TO, SIE, Series 7TO, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David James Majewski's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 28, 2025 - Present
NYLIFE SECURITIES LLC
Office #1: 2600 Network Blvd. Suite 130, Frisco, TX 75034November 10, 2023 - February 10, 2025
FISHER INVESTMENTS
January 2, 2020 - December 21, 2020
FORESIDE FINANCIAL SERVICES, LLC
January 30, 2015 - December 31, 2019
BMO INVESTMENT DISTRIBUTORS, LLC
August 8, 2013 - April 1, 2014
BMO INVESTMENT DISTRIBUTORS, LLC
April 24, 2013 - January 30, 2015
BMO HARRIS FINANCIAL ADVISORS, INC.
April 9, 2013 - February 5, 2015
BMO HARRIS FINANCIAL ADVISORS, INC.
January 1, 2008 - August 1, 2011
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
September 28, 2004 - January 1, 2008
RUSSELL INSTITUTIONAL SERVICES INC., PART OF RUSSELL INVESTMENTS
November 19, 1989 - April 1, 1992
OSAIC WEALTH, INC.
July 21, 1987 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/13/2025)
Exams
Series 6TO
Date: 3/27/2025
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 6/19/2023
General Securities Representative ExaminationFINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
NYLIFE SECURITIES LLC
CRD#: 5167Frisco, TX 75034TRUST BUT VERIFY
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