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Neville Golvala

CHOICETRADE
CAROLINA, PR
·CRD# 1710355·39 years experience

Professional Summary

Neville Golvala, who also goes by Neville K Golvala, is a registered financial advisor currently at CHOICETRADE located in Carolina, undefined. Neville is registered as a RR (Registered Representative) and started their career in finance in 1987. Neville has worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 6, Series 14, Series 53, Series 27, Series 4 and Series 24...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Neville K Golvala

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

CHOICETRADE·CRD# 104021
BD
Carolina, PR
September 22, 2000 - Present
NEBRASKA HUDSON COMPANY, INC.·CRD# 27501
BD
Omaha, NE
May 6, 1996 - November 22, 1999
FLEET ENTERPRISES, INC.·CRD# 17434
BD
New York, NY
September 26, 1994 - May 3, 1996
THE WELLINGTON GROUP, INC.·CRD# 17814
BD
New York, NY
January 27, 1994 - September 16, 1994
TOWNSLEY ASSOCIATES & COMPANY, INC.·CRD# 14211
BD
Hilton Head Island, SC
October 29, 1987 - June 17, 1993
FORESTERS FINANCIAL SERVICES, INC.·CRD# 305
BD
August 3, 1987 - November 3, 1987

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Current Firm

CH
CHOICETRADE

CHOICETRADE | LETSGOTRADE, INC.

CRD#: 104021 / SEC#: 8-52511
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

65 Milltown Road Suite 2b, East Brunswick, NJ 08816

Mailing Address

151 San Francisco Street Suite 200, San Juan, PR 00901

Phone Number

(787) 773-1848

Established

Delaware since 03/28/2000

Firm Type

Corporation

Fiscal Year End

March

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CHOICETRADE HOLDINGS, INC.OWNER—
BUCKNER, RONALD HCHIEF FINANCIAL OFFICER, DIRECTOR, FINOP & SECRETARY3220403
GOLVALA, NEVILLECHAIRMAN/CEO/CHIEF COMPLIANCE OFFICER1710355

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Puerto Rico
(2/22/2017)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 1995About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1987About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Sep 2025About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Nov 2000

Series 7 — General Securities Representative Examination

Passed Nov 1987About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1987About the Series 6 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 53 — Municipal Securities Principal Examination

Passed Aug 1994About the Series 53 exam

Series 27 — Financial and Operations Principal Examination

Passed Apr 1994About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed Jan 1993About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Mar 1988About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Neville Golvala's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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