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RM

Richard A. Machado

ICE SECURITIES EXECUTION & CLEARING
NEW YORK, NY 10105
Some features on this profile are disabled
CRD#: 1709449
RM

Professional summary

Richard Andrew Machado is a registered financial professional currently at ICE SECURITIES EXECUTION & CLEARING, LLC located in New York, New York and ICE BONDS SECURITIES CORPORATION located in New York, New York.

Richard is registered as a RR (Registered Representative) and started their career in finance in 2018. Richard has worked at 3 firms and has passed the Series 7TO, SIE and Series 99 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Richard Andrew Machado's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 17, 2019 - Present

ICE SECURITIES EXECUTION & CLEARING, LLC

Office #1: 1345 6th Avenue 8th Floor, New York, NY 10105
BD
CRD#: 299634
NEW YORK, NY
Current

June 1, 2020 - Present

ICE BONDS SECURITIES CORPORATION

Office #1: 1345 Avenue Of The Americas 8th Floor, New York, NY 10105
BD
CRD#: 123635
NEW YORK, NY
Past

October 11, 2018 - June 1, 2020

TMC BONDS L.L.C.

BD
CRD#: 104507
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 2/16/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/12/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 10/11/2018
Operations Professional Examination
SRO Registrations
RR
FINRA

Current Firm

IB
ICE BONDS SECURITIES CORPORATION
CREDITEX SECURITIES CORPORATION | ICE TMC | ICE BONDS SECURITIES CORPORATION | ICE BONDPOINT | CREDITTRADE SECURITIES CORPORATION

CRD#: 123635 / SEC#: , 8-65601

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1345 Avenue Of The Americas 8th Floor, New York, NY 10105
Mailing Address
1345 Avenue Of The Americas 7th Floor, New York, NY 10105
Phone number
(646) 237-4328
Established
Delaware since 04/18/2002
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CREDITTRADE INC.SHAREHOLDER
BORSTELMANN, PETER LPRESIDENT/DIRECTOR4825965
EILEN, JEFFREY PHILIPCHIEF COMPLIANCE OFFICER6149705
FICARRA, THOMAS JOSEPHDIRECTOR5502295
LANSING, RYAN WILLIAMDIRECTOR5408916
MCKISSICK, JOHN JOSEPHPRINCIPAL OPERATIONS OFFICER4939416
THOMASSON, SEAN JOSEPHFINANCIAL PRINCIPAL5124423

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ICE BONDS SECURITIES CORPORATION

CRD#: 123635New York, NY 10105

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