MK
Melody V. Kump
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Dripping Springs, TX 78620
Some features on this profile are disabled
CRD#: 1709383
MK
Professional summary
Melody Vuicich Kump, who also goes by Melody Sue Allgood, Melody Vuicich Allgood, Melody Allgood, Melody Allgood Vuicich, Melody Sue Vuicich, Melody Vuicich, Melody Sue Vuicich-kump, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Dripping Springs, Texas and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Dripping Springs, Texas.
Melody is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Melody has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Melody Sue Allgood | Melody Vuicich Allgood | Melody Allgood | Melody Allgood Vuicich | Melody Sue Vuicich | Melody Vuicich | Melody Sue Vuicich-Kump
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE, PO BOX 235, 800 W Hwy 290, Bldg D, Ste 200, DRIPPING SPGS TX 78620, 01/02/2020, Agent, Insurance/Benefits/Human Resources, INV REL, 2 HR/MO, 2 HR/MO TRADING. 2) DRIPPING SPRINGS CHAMBER OF COMMERCE, 509 MERCER ST DRIPPING SPRINGS TX 78620, 01/2020, MEMBER, CIVIC, NIR, 2 HR/MO 2 HR/MO TRADING 3) JOHNSON CITY TX CHAMBER OF COMMERCE, 100 E MAIN ST JOHNSON CITY TX 78636, 05/2022, MEMBER, CIVIC, NIR, 2 HR/MO 0 HR/MO TRADING 4) THFG, LLC, PO BOX 235, 800 W Hwy 290, Bldg D, Ste 200, Dripping Springs TX 78620, 05/06/2021, President, Owner/Partner of a Business Entity, NIR, 5 HR/MO, 5 HR/MO TRADING. 5) TEXAS HILLS FINANCIAL GROUP, PO BOX 2355, 800 W Hwy 290, Bldg D, Ste 200, Dripping Springs TX 78620, 03/21/2021, President, Owner/Partner of a Business Entity, NIR, 240 HR/MO, 160 HR/MO TRADING. 6) HYE THERE FARM, JOHNSON CITY TX 78636, 01/2020, OWNER, AGRICULTURE, NIR, 25 HR/MO 0 HR/MO TRADING 7) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 12/2022, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Melody Vuicich Kump's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 8, 2022 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 800 W Hwy 290 Bldg. D, Ste. 200, Dripping Springs, TX 78620RIA
CRD#: 134139
Dripping Springs, TX
Current
December 9, 2022 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 800 W Hwy 290 Bldg. D, Ste. 200, Dripping Springs, TX 78620BD
CRD#: 39543
Dripping Springs, TX
Past
October 29, 2020 - March 31, 2021
LIVE OAK INVESTMENT PARTNERS
RIA
CRD#: 304406
Austin, TX
Past
January 10, 2020 - April 3, 2023
CANTELLA & CO., INC.
RIA
CRD#: 13905
Dripping Springs, TX
Past
January 2, 2020 - January 10, 2020
LIVE OAK INVESTMENT PARTNERS
RIA
CRD#: 304406
Austin, TX
Past
January 2, 2020 - December 9, 2022
CANTELLA & CO., INC.
BD
CRD#: 13905
Dripping Springs, TX
Past
November 22, 2002 - January 6, 2020
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
AUSTIN, TX
Past
January 31, 2002 - January 6, 2020
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
AUSTIN, TX
Past
November 1, 1996 - February 27, 2002
LEGG MASON WOOD WALKER, INCORPORATED
BD
CRD#: 6555
BALTIMORE, MD
Past
September 8, 1988 - November 21, 1996
PRINCIPAL FINANCIAL SECURITIES,INC.
BD
CRD#: 260
DALLAS, TX
Past
November 3, 1987 - September 14, 1988
ROTAN MOSLE INC.
BD
CRD#: 727
Past
August 20, 1987 - October 16, 1987
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/9/2022)
RR
Nebraska(12/9/2022)
RR
North Carolina(12/9/2022)
IAR
Texas(12/8/2022)
RR
Texas(12/9/2022)
RR
Washington(12/9/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Dripping Springs, TX 78620TRUST BUT VERIFY
Monitor Melody Kump
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
