Eric M. Rubenstein
Professional summary
Eric Marsh Rubenstein, who also goes by Eric Rubenstein, is a registered financial professional currently at NETWORK 1 FINANCIAL SECURITIES INC. located in Red Bank, New Jersey.
Eric is registered as a RR (Registered Representative) and started their career in finance in 1987. Eric has worked at 12 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric Marsh Rubenstein's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 10, 2023 - Present
NETWORK 1 FINANCIAL SECURITIES INC.
Office #1: The Galleria Penthouse, Building 2 Suite 241 2 Bridge Avenue, Red Bank, NJ, 07701January 7, 2017 - May 5, 2023
GP NURMENKARI INC.
December 5, 2014 - December 23, 2016
KATALYST SECURITIES LLC
June 10, 2013 - December 31, 2014
EDI FINANCIAL, INC.
February 22, 2011 - June 12, 2013
ALLIED BEACON PARTNERS, INC.
January 7, 2010 - February 22, 2011
AMERICAN BEACON PARTNERS, INC.
April 9, 2007 - December 23, 2009
ADVANCED EQUITIES, INC.
April 2, 2007 - December 23, 2009
ADVANCED EQUITIES, INC.
February 19, 1999 - March 30, 2007
AUGMENT SECURITIES INC.
June 13, 1996 - February 23, 1999
COMMONWEALTH ASSOCIATES
November 21, 1994 - July 1, 1996
PRUDENTIAL EQUITY GROUP, LLC
December 21, 1989 - November 28, 1994
LEHMAN BROTHERS INC.
July 21, 1987 - December 19, 1989
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 79TO
Date: 12/6/2018
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
NETWORK 1 FINANCIAL SECURITIES INC.
CRD#: 13577 / SEC#: , 8-29471
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 21 |
| Arbitration | 4 |
Red Flags
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