Thomas M. Callahan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Michael Callahan was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1987. Thomas had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2016 - January 4, 2017
AMBIT AMERICA INC.
December 2, 2013 - February 19, 2015
CITATION FINANCIAL GROUP, L.P.
March 24, 2003 - February 19, 2015
W.A. CAPITAL MARKETS
May 18, 1995 - November 27, 1996
LIBERTY BROKERS
March 3, 1994 - October 15, 1999
TULLETT PREBON FINANCIAL SERVICES LLC
December 20, 1989 - January 2, 1992
EXCO RMJ INTERNATIONAL INC.
July 25, 1987 - January 2, 1992
INTERCAPITAL GOVERNMENT SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 5/5/1989
Corporate Securities Limited Representative ExaminationCurrent Firm
AMBIT AMERICA INC.
CRD#: 173795 / SEC#: , 8-69555
Contact information
Documents
Direct owners and executive officers
Red Flags
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