Aimee W. Chester

CETERA INVESTMENT ADVISERS LLC

HOUSTON, TX

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CRD#: 1708611

Professional summary

Aimee Wall Chester, who also goes by Aimee Jennifer Chester, Aimee Jennifer Wall Chester, Aimee W Chester, Aimee J Wall, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Houston, Texas and CETERA INVESTMENT SERVICES LLC located in St Cloud, Minnesota.

Aimee is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Aimee has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Aimee Jennifer Chester | Aimee Jennifer Wall Chester | Aimee W Chester | Aimee J Wall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) REGIONS BANK, BRANCH PLATFORM EMPLOYEE, GUIDANCE & CUSTOMER SERVICES FOR CHECKING, SAVINGS OR CD ACCOUNTS, ASSISTANCE FOR LOAN & CREDIT CARD PRODUCTS AND PLATFORM SALES IN INSURANCE PRODUCTS. 2.) ADVISORY BOARD MEMBER OF HOUSTON ACHIEVEMENT PLACE; PARTICIPATE IN QUARTERLY BOARD MEETINGS AND AN ANNUAL FUNDRAISER

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aimee Wall Chester's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

Office #2: 3773 Richmond Ave 11th Fl, Houston, TX 77046

RIA

CRD#: 105644

HOUSTON, TX

Current

January 5, 2024 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 400 1st St S Ste 300, St Cloud, MN 56301

CRD#: 15340

St Cloud, MN

Past

January 2, 2020 - January 25, 2023

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

HOUSTON, TX

Past

December 19, 2019 - January 25, 2023

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

HOUSTON, TX

Past

October 1, 2015 - February 12, 2019

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

HOUSTON, TX

Past

October 1, 2015 - February 12, 2019

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ST. CLOUD, MN

Past

April 11, 2014 - April 10, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

THE WOODLANDS, TX

Past

April 10, 2014 - April 10, 2015

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

THE WOODLANDS, TX

Past

May 6, 2011 - December 13, 2013

BB&T INVESTMENT SERVICES, INC.

RIA

CRD#: 33856

GREENVILLE, SC

Past

May 5, 2011 - December 13, 2013

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

GREENVILLE, SC

Past

July 6, 2010 - May 6, 2011

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

GREENVILLE, SC

Past

April 12, 2010 - May 6, 2011

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

GREENVILLE, SC

Past

May 7, 2008 - April 28, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

MANCHESTER, NH

Past

October 9, 1997 - December 20, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

March 17, 1997 - October 7, 1997

AFS BROKERAGE, INC.

CRD#: 25924

AUSTIN, TX

Past

February 26, 1990 - April 5, 1995

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Past

October 5, 1987 - January 31, 1990

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

Past

July 21, 1987 - October 3, 1987

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Texas
(1/2/2024)

Texas
(1/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/1/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/5/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/2/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/6/2008

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Aimee W. Chester

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aimee Wall Chester's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

AFS BROKERAGE, INC.

FIDELITY DISTRIBUTORS COMPANY LLC

KIDDER, PEABODY & CO. INCORPORATED

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/1/2010

Series 63

Date: 5/5/2008

SIE

Date: 10/1/2018

Series 7

Date: 6/2/2010

Series 6

Date: 5/6/2008

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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