Nancy R. Wilson
Professional summary
Nancy Regan Wilson, who also goes by Nancy Lynn Regan, Nancy Regan Wilson Cfp, is a registered financial professional currently at D-MERC SERVICES located in Cool, California.
Nancy is registered as a RR (Registered Representative) and started their career in finance in 1987. Nancy has worked at 17 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nancy Regan Wilson's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 2, 2019 - Present
D-MERC SERVICES
October 26, 2018 - May 31, 2019
CL WEALTH MANAGEMENT LLC
October 25, 2018 - May 31, 2019
CABOT LODGE SECURITIES LLC
September 7, 2018 - October 24, 2018
SANDLAPPER SECURITIES, LLC
May 11, 2010 - September 21, 2018
FINANCIAL WEST GROUP
May 10, 2010 - August 29, 2018
FINANCIAL WEST GROUP
May 3, 2010 - May 10, 2010
INDEPENDENT FINANCIAL GROUP, LLC
April 30, 2010 - May 10, 2010
INDEPENDENT FINANCIAL GROUP, LLC
August 10, 2006 - April 28, 2010
AFA ADVISOR SERVICES LLC
January 3, 2006 - April 28, 2010
AFA FINANCIAL GROUP, LLC
January 28, 2003 - December 31, 2005
PARTNERVEST SECURITIES, INC.
September 16, 2002 - January 30, 2003
PACIFIC WEST SECURITIES, INC.
February 26, 2000 - September 26, 2002
SPELMAN & CO., INC.
November 24, 1998 - September 26, 2002
SPELMAN & CO., INC.
November 16, 1998 - December 17, 1998
SENTRA SECURITIES CORPORATION
January 24, 1997 - November 16, 1998
UNITED PACIFIC SECURITIES, INC.
November 13, 1995 - December 31, 1996
SPECTRUM SECURITIES, INC.
August 9, 1990 - November 14, 1995
TITAN/VALUE EQUITIES GROUP, INC.
June 23, 1989 - July 31, 1990
PLANNED INVESTMENTS INC.
August 27, 1987 - June 30, 1989
PRIVATE SECURITIES NETWORK, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/3/2019)
(4/27/2022)
Exams
FINRA
Current Firm
D-MERC SERVICES
CRD#: 292310 / SEC#: , 8-70072
Contact information
FINRA licenses (6 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORE COWBELL LLC | SHAREHOLDER | |
| SARIAN, LORI CATES | MANAGING PARTNER, CEO, CCO | 1870394 |
Red Flags
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