JK
John G. Keller
CETERA INVESTMENT ADVISERS LLC
ST LOUIS, MO 63110
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CRD#: 1708243
JK
Professional summary
John Gregory Keller is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in St Louis, Missouri and CETERA WEALTH SERVICES, LLC located in St. Louis, Missouri.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. John has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ALEXANDER MANUFACTURING INC POSITION: Adv Board NATURE: Board Member INV RELATED: No # OF HRS: 3 SECURITIES TRADING HRS: 0 START DATE: 01/01/2010 ADDRESS: , St. Louis MO , US DESCR: Adv Board 2. BIG BROTHERS/BIG SISTERS POSITION: Adv Board NATURE: Board Member INV RELATED: No # OF HRS: 3 SECURITIES TRADING HRS: 0 START DATE: 01/01/1997 ADDRESS: , St. Louis MO , US DESCR: Adv Board 3. CO-OP INS POSITION: Agent/Broker NATURE: Fixed Ins Sales INV RELATED: No # OF HRS: 2 SECURITIES TRADING HRS: 2 START DATE: 05/01/2004 ADDRESS: , St. Louis MO , US DESCR: Agent/Broker 4. CULTURAL MEDIA COLLAB POSITION: Member NATURE: Board Member INV RELATED: No # OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 01/01/2010 ADDRESS: , New York NY , United States DESCR: Member 5. LADUE GRP POSITION: Member NATURE: Rental Property INV RELATED: Yes # OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 01/01/1994 ADDRESS: , St Louis MO , United States DESCR: Member 6. N CENTRAL DI POSITION: Agent/Broker NATURE: Fixed Ins Sales INV RELATED: No # OF HRS: 1 SECURITIES TRADING HRS: 1 START DATE: 12/01/2017 ADDRESS: , Lakeville MN , US DESCR: Agent/Broker 7. RF BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INV RELATED: No # OF HRS: 1 SECURITIES TRADING HRS: 1 START DATE: 09/01/2002 ADDRESS: , St Louis MO , US DESCR: Agent/Broker 8. RENAISSANCE FINANCIAL REAL ESTATE LLC POSITION: Member NATURE: Rental Property INVESTMENT RELATED: Yes # OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 09/01/2000 ADDRESS: , St. Louis MO , US DESCR: Member 9. BBBS MENTOR MISSOURI POSITION: Adv Board NATURE: Board Member INV RELATED: No # OF HRS: 2 SECURITIES TRADING HRS: 0 START DATE: 07/01/2020 ADDRESS: 501 North Grand Blvd. #100, St. Louis MO 63103, US DESCR: Board 10. CAMELBACK KELLER ARIZONA LLC POSITION: Owner NATURE: Residential prop. INV RELATED: No # OF HRS: 2 SECURITIES TRADING HRS: 2 START DATE: 04/01/2021 ADDRESS: 5565 E Huntress Dr., Paradise Valley AZ 85253, US DESCR: Real estate 11. MUELLER-KELLER CITY SC, LLC POSITION: Partner NATURE: Prof. soccer suite INV RELATED: No # OF HRS: 2 SECURITIES TRADING HRS: 2 START DATE: 03/01/2023 ADDRESS: 5700 OAKLAND AVE STE 400, SAINT LOUIS MO 63110-1355, US DESCR: LLC for prof soccer suite 12. KELLTAR LLC POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2007 ADDRESS: 1227 Ranch View Lane, Elkhorn NE 68022, United States DESCRIPTION: Blanket Real Estate/Rental Property; 13. NAME OF OTHER BUSINESS: ADVISORY COMMITTEE OF JULIE MALMSTROM 2007 IRREV. TR, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: ADVISORY COMMITTEE, START: 09/2023, POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, DUTIES: OFFER ADVICE ON WHICH HOLDINGS TO DISTRIBUTE TO TRUST; 14. NAME OF OTHER BUSINESS: TICKETS FAB FIVE LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HOLDING COMPANY; START: 05/2025; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; DUTIES: HOLDING COMPANY FOR PRIVATE INVESTMENT; 15. NAME OF OTHER BUSINESS: RFC HIGHLANDS, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LLC; START: 7/2025; POSITION/TITLE/RELATIONSHIP: MANAGER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; DUTIES: MANAGER OF ALL BUSINESS AFFAIRS OF THE COMPANY WHICH IS THE OWNER OF RFC HIGHLANDS; 16. NAME OF OTHER BUSINESS: TRES AMIGOS ESG, LLC INVESTMENT RELATED: NO; ADDRESS: 4321 N 68TH PL, SCOTTSDALE, AZ 85251; NATURE OF BUSINESS: REAL ESTATE; START: 2/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; DUTIES: NO ACTIVE DUTIES, EQUAL MEMBER & OWNER;
CRS (Client Relationship Summary) - RIA
Click below to view John Gregory Keller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 10, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 5700 Oakland Ave Ste 400, St Louis, MO 63110RIA
CRD#: 105644
ST LOUIS, MO
Current
August 10, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 5700 Oakland Avenue Suite 400, St. Louis, MO 63110BD
CRD#: 13572
St. Louis, MO
Past
March 12, 2002 - January 12, 2004
DANIEL & HENRY FINANCIAL AND INSURANCE SERVICES, LLC
BD
CRD#: 115405
ST, LOUIS, MO
Past
October 1, 2001 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
ST. LOUIS, MO
Past
December 1, 1998 - October 5, 2004
RF ADVISORS LLC
RIA
CRD#: 110008
ST. LOUIS, MO
Past
May 26, 1998 - December 31, 2007
RENAISSANCE FINANCIAL CORPORATE EDUCATION LLC
RIA
CRD#: 110009
ST. LOUIS, MO
Past
September 6, 1994 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. LOUIS, MO
Past
July 30, 1987 - September 29, 1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
July 30, 1987 - September 29, 1994
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/10/2023)
RR
Alaska(8/10/2023)
RR
Arizona(8/10/2023)
RR
Arkansas(8/10/2023)
RR
California(8/10/2023)
RR
Colorado(8/10/2023)
RR
Connecticut(8/10/2023)
RR
Delaware(8/10/2023)
RR
District of Columbia(8/10/2023)
RR
Florida(8/14/2023)
RR
Georgia(8/10/2023)
RR
Hawaii(8/10/2023)
RR
Idaho(8/10/2023)
RR
Illinois(8/10/2023)
RR
Indiana(8/10/2023)
RR
Iowa(8/10/2023)
RR
Kansas(8/10/2023)
RR
Kentucky(8/10/2023)
RR
Louisiana(8/10/2023)
RR
Maine(8/10/2023)
RR
Maryland(8/10/2023)
RR
Massachusetts(8/10/2023)
RR
Michigan(8/10/2023)
RR
Minnesota(8/10/2023)
RR
Mississippi(8/10/2023)
RR
Missouri(8/10/2023)
IAR
Missouri(8/10/2023)
RR
Montana(8/10/2023)
RR
Nebraska(8/10/2023)
RR
Nevada(8/10/2023)
RR
New Jersey(8/10/2023)
RR
New Mexico(8/10/2023)
RR
New York(8/10/2023)
RR
North Carolina(8/10/2023)
RR
North Dakota(8/10/2023)
RR
Ohio(8/10/2023)
RR
Oklahoma(8/10/2023)
RR
Oregon(8/10/2023)
RR
Pennsylvania(8/10/2023)
RR
South Carolina(8/10/2023)
RR
South Dakota(8/10/2023)
RR
Tennessee(8/10/2023)
RR
Texas(8/10/2023)
IAR
Texas(8/10/2023)
RR
Utah(8/10/2023)
RR
Vermont(8/10/2023)
RR
Virginia(8/10/2023)
RR
Washington(8/10/2023)
RR
West Virginia(8/10/2023)
RR
Wisconsin(8/10/2023)
RR
Wyoming(8/10/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
