Karen Z. Fischer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karen Zillia Fischer, who also goes by Karen Zilla Fischer, was a registered financial professional .
Karen is a previously registered financial professional and started their career in finance in 1988. Karen had worked at 36 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2019 - November 7, 2019
PLURIS CAPITAL GROUP, INC.
November 29, 2016 - December 5, 2018
PLURIS CAPITAL GROUP, INC.
July 18, 2016 - February 5, 2020
IQ CAPITAL (USA) LLC
January 26, 2016 - January 10, 2022
KENSINGTON CAPITAL CORP.
January 15, 2016 - February 2, 2022
NOVA CAPITAL SOLUTIONS, LLC
August 5, 2015 - November 9, 2020
M BARC INVESTMENT GROUP, INC.
July 31, 2015 - November 13, 2018
ZEUS FINANCIAL, LLC
July 22, 2015 - November 5, 2015
STREETCAPITAL, INC
May 4, 2015 - November 27, 2017
G&L PARTNERS, INC.
August 26, 2014 - July 7, 2015
ESSEX SECURITIES LLC
May 7, 2014 - April 6, 2022
LEXINGTON PARK CAPITAL MARKETS, LLC
January 28, 2014 - January 5, 2022
INTERCOASTAL CAPITAL MARKETS, INC.
August 3, 2012 - March 7, 2013
CAROLINA MUNICIPAL SECURITIES, INC.
July 29, 2011 - May 4, 2017
TRADESPOT MARKETS INC.
March 7, 2011 - October 31, 2019
BG STRATEGIC ADVISORS LLC
January 24, 2008 - April 18, 2008
BULLTICK INVESTMENTS, LLC
July 17, 2007 - January 20, 2022
QUANTUM CAPITAL, LLC
March 7, 2007 - April 23, 2007
JW RICHARDS, INC
March 6, 2007 - April 25, 2007
NORTH AMERICAN CLEARING, INC.
July 20, 2005 - December 15, 2014
CATO CAPITAL, LLC
January 19, 2005 - November 10, 2010
SKYEBANC, INC.
September 1, 2004 - March 2, 2009
PRINCIPLED ADVISORS, INC.
April 8, 2004 - June 21, 2004
TRADERIGHT SECURITIES, INC.
September 17, 2002 - March 28, 2003
INVESTMENT COUNSELING, INC.
June 1, 2001 - November 20, 2001
STREETCAPITAL, INC
June 20, 2000 - April 10, 2002
DISCOVERY CAPITAL GROUP
June 7, 2000 - December 7, 2004
ASHTON-CLAYTON FINANCIAL GROUP, LLC
January 12, 1999 - July 24, 2014
HUNTER SCOTT FINANCIAL LLC.
September 11, 1998 - May 26, 2000
ASG SECURITIES, INC.
March 20, 1998 - June 27, 2007
FRANKLIN ROSS, INC.
June 5, 1997 - August 21, 2002
KERSEY, SCILLIA, FORSTER AND BROOKS, INC.
November 12, 1996 - October 30, 1997
CAPTRUST SECURITIES CORPORATION
April 19, 1996 - November 13, 1996
SOUTHERN FINANCIAL GROUP, INC.
April 15, 1994 - April 19, 1996
CAPTRUST SECURITIES CORPORATION
September 21, 1992 - November 7, 1996
FLORIDA FINANCIAL CENTERS, INC.
May 11, 1992 - July 20, 1992
EMPIRE FINANCIAL GROUP, INC.
February 13, 1990 - May 29, 1990
MORGAN GLADSTONE & CO. INC.
June 23, 1989 - October 26, 1989
ALISON, BAER SECURITIES INC.
January 13, 1988 - June 26, 1989
COMMVEST SECURITIES,INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
PLURIS CAPITAL GROUP, INC.
CRD#: 30811 / SEC#: , 8-45179
Contact information
FINRA licenses (6 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MJS CAPITAL ACQUISTION PARTNERS, LLC | 100% SHAREHOLDER | |
| FLETCHER, JOHN | CEO/CCO/COO/FINANCIAL AND OPERATIONS PRINCIPAL | 2750926 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
