Malcolm P. Mcallister
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Malcolm Percy Mcallister was a registered financial professional .
Malcolm is a previously registered financial professional and started their career in finance in 1988. Malcolm had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2016 - June 29, 2016
CRT CAPITAL GROUP LLC
November 16, 2012 - December 19, 2012
VIRTU AMERICAS LLC
July 2, 2012 - September 4, 2012
VIRTU AMERICAS LLC
October 21, 2011 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
November 28, 1997 - September 1, 1998
SALOMON BROTHERS INC.
February 21, 1996 - April 22, 2008
CITIGROUP GLOBAL MARKETS INC.
December 20, 1988 - July 17, 1995
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
CRT CAPITAL GROUP LLC
CRD#: 28830 / SEC#: , 8-43940
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
Red Flags
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