James H. Furey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Hamilton Furey, who also goes by James Hamilton Furey Mr., was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1988. James had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 87, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 2013 - August 5, 2015
CRT CAPITAL GROUP LLC
October 21, 2008 - November 1, 2011
PULSE TRADING, INC.
April 3, 2007 - April 8, 2008
NEUBERGER BERMAN BD LLC
April 3, 2007 - April 8, 2008
NEUBERGER BERMAN BD LLC
June 4, 2002 - April 5, 2007
LEHMAN BROTHERS INC.
May 1, 2001 - April 23, 2002
J.P. MORGAN SECURITIES INC.
February 5, 2001 - May 1, 2001
JPMSI
February 1, 2000 - February 5, 2001
J.P. MORGAN SECURITIES INC.
September 20, 1999 - February 1, 2000
HAMBRECHT & QUIST LLC
October 2, 1996 - May 28, 1998
GARAL & COMPANY, INC.
December 22, 1988 - February 16, 1996
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
CRT CAPITAL GROUP LLC
CRD#: 28830 / SEC#: , 8-43940
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
Red Flags
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