AP
Anthony M. Petrilli
PETRILLI CAPITAL MANAGEMENT LLC
Portsmouth, NH
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CRD#: 1707705
AP
Professional summary
Anthony Mario Petrilli is a registered financial advisor currently at PETRILLI CAPITAL MANAGEMENT LLC located in Portsmouth, New Hampshire.
Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Anthony has worked at 4 firms and has passed the Series 65, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Anthony only conducts investment related business as a registered adviser representative of Petrilli Capital.
Since August 2009, Anthony is also the Chief Executive Officer of ViewTrade Holding Corporation, a private corporation, and Chief Executive Officer of its wholly owned subsidiary Orbis Systems Inc. Orbis Systems provides technology products and services to financial firms. Anthony spends approximately 200 hours per month and 90% of the trading day to his CEO duties at ViewTrade Holding Corporation and Orbis Systems Inc.
Anthony has a minority ownership interest in ViewTrade Holding Corporation, which in addition to owning Orbis Systems Inc, owns a U.S. registered broker dealer, ViewTrade Securities Inc. Petrilli Capital (1) has no affiliation, no ownership interest in, and no business dealings with ViewTrade Holding Corporation and its wholly owned subsidiaries (collectively, the "entities"); (2) does not conduct shared operations with the entities, (3) does not refer clients or business to the entities, and the entities do not refer prospective clients or business to Petrilli Capital; (4) does not share premises with the entities or share any supervised persons with the broker dealer subsidiary; (5) non of the entities have custody of any of Petrilli Capital's client's assets; 5) Anthony is not involved in the supervision of the brokerage subsidiary's regulated activities (6) and Petrilli Capital has no reason to believe that Anthony's relationship with the entities otherwise creates a conflict of interest with Petrilli Capital and Petrilli Capital's clients.
The registered office of ViewTrade Holding Corp and Orbis Systems Inc is 7280 W Palmetto Park Rd, Suite 310 Boca Raton Fl, 33433, with offices in various U.S states and countries.
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Mario Petrilli's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 4, 2013 - Present
PETRILLI CAPITAL MANAGEMENT LLC
RIA
CRD#: 167764
Portsmouth, NH
Past
February 5, 2002 - August 5, 2003
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
BD
CRD#: 30107
BOSTON, MA
Past
June 7, 2001 - January 16, 2002
PERSHING LLC
BD
CRD#: 7560
JERSEY CITY, NJ
Past
February 5, 1990 - May 30, 1995
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Hampshire(9/4/2020)
IAR
New Jersey(10/4/2013)
IAR
Pennsylvania(10/9/2013)
Exams
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
PC
PETRILLI CAPITAL MANAGEMENT LLC
PETRILLI CAPITAL MANAGEMENT LLC
CRD#: 167764 / SEC#:
New Hampshire
Registered Investment Advisory firm - (9/2/2020 Approved)New Jersey
Registered Investment Advisory firm - (10/4/2013 Approved)Pennsylvania
Registered Investment Advisory firm - (10/9/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Portsmouth, NH
Mailing Address
Phone number
(908) 938-0132
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 62 |
| AUM (Assets Under Management) | $ 31,218,500 |
Red Flags
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