Scott R. Montgomery
Professional summary
Scott Richard Montgomery, ChFC®, CLU®, who also goes by Scott R Montgomery, is a registered financial advisor currently at PROVENANCE WEALTH ADVISORS located in Fort Lauderdale, Florida and PWA SECURITIES, LLC located in Boca Raton, Florida.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Scott has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 62, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Scott Richard Montgomery's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 6, 2003 - Present
PROVENANCE WEALTH ADVISORS
Office #1: 200 East Las Olas Boulevard 19th Floor, Fort Lauderdale, FL 33301August 25, 2023 - Present
PWA SECURITIES, LLC
Office #1: 5100 Town Center Circle Tower 2 Ste# 500, Boca Raton, FL 33486Office #2: 485 Lexington Ave Ste 302, New York, NY 10017September 11, 2013 - August 25, 2023
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
August 30, 2013 - August 25, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 1, 2003 - September 3, 2013
WALNUT STREET SECURITIES, INC.
August 1, 2003 - September 3, 2013
WALNUT STREET SECURITIES, INC.
September 4, 2002 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
August 2, 2002 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
September 5, 2000 - July 23, 2002
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
June 1, 1998 - July 23, 2002
OSAIC FA, INC.
June 1, 1998 - July 23, 2002
OSAIC FA, INC.
August 6, 1987 - June 1, 1998
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Primary Firm SEC Registration
PROVENANCE WEALTH ADVISORS
CRD#: 126529 / SEC#: 801-113505
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/25/2023)
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(8/27/2025)
(9/13/2023)
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(5/6/2003)
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(6/28/2024)
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(10/4/2023)
(3/6/2024)
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(8/31/2023)
(9/1/2023)
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(8/28/2023)
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(8/27/2025)
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(1/3/2024)
(12/23/2024)
Exams
Series 62
Date: 10/31/1994
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
PROVENANCE WEALTH ADVISORS
CRD#: 126529 / SEC#: 801-113505
Contact information
SEC notice filing (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,358 |
| AUM (Assets Under Management) | $ 4,444,535,753 |
Red Flags
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Company Information
PROVENANCE WEALTH ADVISORS
Branch ManagerCRD#: 126529Fort Lauderdale, FL 33301TRUST BUT VERIFY
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