Cornelius V. Mcginity
Professional summary
Cornelius Vincent Mcginity is a registered financial professional currently at G.RESEARCH, LLC located in Rye, New York.
Cornelius is registered as a RR (Registered Representative) and started their career in finance in 1989. Cornelius has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Cornelius Vincent Mcginity's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 25, 2012 - Present
G.RESEARCH, LLC
Office #1: One Corporate Center, Rye, NY 10580-1435July 2, 2012 - October 17, 2012
VIRTU AMERICAS LLC
June 5, 1997 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
March 20, 1995 - May 12, 1997
CANTOR FITZGERALD & CO.
May 20, 1993 - May 9, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 22, 1989 - March 1, 1993
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/14/2012)
(2/6/2014)
(6/29/2017)
(4/3/2018)
(12/14/2012)
(2/10/2014)
(6/29/2017)
(8/4/2016)
(10/25/2012)
(10/25/2013)
(8/15/2014)
(7/27/2018)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/22/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
G.RESEARCH, LLC
CRD#: 7353 / SEC#: , 8-21373
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN GROUP HOLDING CO. | PARENT COMPANY/OWNER | |
| AMABILE, VINCENT M | PRESIDENT | 4356758 |
| FERNANDEZ, JOSEPH LOUIS | FINANCIAL AND OPERATIONS PRINCIPAL | 1968118 |
| GOLDMAN, DAVID MARC | ASSISTANT SECRETARY | 3191963 |
| GREENHAW, PAUL DANIEL | CHIEF COMPLIANCE OFFICER | 1820935 |
| MCGINITY, CORNELIUS VINCENT | OFFICE OF THE CHAIRMAN | 1706960 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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