James F. Lohnes
Professional summary
James Francis Lohnes II, who also goes by James F. Lohnes II, James Francis Lohnes, Jim Frances Lohnes Ii, Jim Lohnes Ii, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Bradenton, Florida and CETERA WEALTH SERVICES, LLC located in Bradenton, Florida.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. James has worked at 19 firms and has passed the Series 66, Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Francis Lohnes II's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 7, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
August 2, 2022 - Present
CETERA WEALTH SERVICES, LLC
August 3, 2022 - June 29, 2023
CETERA WEALTH SERVICES, LLC
June 7, 2012 - August 3, 2022
PLANMEMBER SECURITIES CORPORATION
May 9, 2012 - August 3, 2022
PLANMEMBER SECURITIES CORPORATION
December 23, 2010 - January 12, 2012
VOYA FINANCIAL ADVISORS, INC.
December 17, 2010 - January 12, 2012
VOYA FINANCIAL ADVISORS, INC.
August 22, 2008 - December 31, 2010
VOYA FINANCIAL PARTNERS, LLC
August 20, 2008 - December 31, 2010
VOYA FINANCIAL PARTNERS, LLC
August 2, 2007 - October 12, 2007
CETERA INVESTMENT SERVICES LLC
July 20, 2007 - October 12, 2007
CETERA INVESTMENT SERVICES LLC
August 18, 2006 - July 20, 2007
MM ASCEND LIFE INVESTOR SERVICES, LLC
August 17, 2006 - July 20, 2007
MM ASCEND LIFE INVESTOR SERVICES, LLC
April 4, 2006 - August 25, 2006
METROPOLITAN LIFE INSURANCE COMPANY
April 4, 2006 - August 25, 2006
MSI FINANCIAL SERVICES, INC.
October 18, 2005 - January 12, 2006
INVESTMENT CENTERS OF AMERICA, INC.
October 4, 2005 - January 12, 2006
INVESTMENT CENTERS OF AMERICA, INC.
August 16, 2004 - June 23, 2005
BB&T INVESTMENT SERVICES, INC.
August 12, 2004 - June 23, 2005
BB&T INVESTMENT SERVICES, INC.
January 21, 2004 - August 9, 2004
NCF FINANCIAL SERVICES, INC.
January 21, 2004 - August 9, 2004
NCF FINANCIAL SERVICES, INC.
September 19, 2003 - December 6, 2003
INVEST FINANCIAL CORPORATION
September 15, 2003 - December 6, 2003
INVEST FINANCIAL CORPORATION
February 12, 2003 - May 20, 2003
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
September 23, 2002 - November 25, 2002
TD WEALTH MANAGEMENT SERVICES INC.
June 24, 2002 - November 25, 2002
TD WEALTH MANAGEMENT SERVICES INC.
April 17, 2001 - June 3, 2002
INVEST FINANCIAL CORPORATION
May 15, 1995 - June 3, 2002
INVEST FINANCIAL CORPORATION
January 4, 1995 - May 22, 1995
NORTH AMERICAN MANAGEMENT, INC.
August 25, 1994 - January 4, 1995
U.S. BANCORP INVESTMENTS, INC.
March 1, 1993 - August 30, 1994
IFMG SECURITIES, INC.
July 27, 1992 - March 2, 1993
CADARET, GRANT & CO., INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/25/2024)
(8/22/2022)
(8/2/2022)
(4/7/2023)
(8/22/2022)
(8/22/2022)
(8/22/2022)
(8/22/2022)
(4/19/2023)
(8/22/2022)
(8/22/2022)
(6/29/2023)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
