Michael J. Panzner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Panzner was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1987. Michael had worked at 11 firms and has passed the Series 65, Series 63, Series 3, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2013 - February 11, 2015
APEX CAPITAL MANAGEMENT (NEW YORK) LLC
September 9, 2010 - February 7, 2013
BGC FINANCIAL, L.P.
April 28, 2010 - September 13, 2010
GRACE FINANCIAL GROUP LLC
April 9, 2008 - March 2, 2010
AUERBACH GRAYSON & COMPANY LLC
August 10, 2007 - September 18, 2007
CANACCORD GENUITY SECURITIES LLC
June 2, 2006 - August 10, 2007
COLLINS STEWART INC.
May 19, 2004 - April 28, 2006
RABO SECURITIES USA, INC.
August 27, 2002 - June 9, 2004
HSBC SECURITIES (USA) INC.
January 9, 2002 - March 26, 2002
FIRST NEW YORK SECURITIES L.L.C.
November 10, 1989 - January 16, 1996
KLEINWORT BENSON NORTH AMERICA INC.
July 21, 1987 - January 24, 1989
JPMSI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/8/2002
Limited Representative-Equity Trader ExamCurrent Firm
APEX CAPITAL MANAGEMENT (NEW YORK) LLC
CRD#: 150682 / SEC#: 801-70425
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 4,949,561 |
Red Flags
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