Tobin C. Hoffmann

AMERITAS ADVISORY SERVICES

New Braunfels, TX 78130

Some features on this profile are disabled

CRD#: 1705687

Professional summary

Tobin Carl Hoffmann, CFP® is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in New Braunfels, Texas and AMERITAS INVESTMENT COMPANY, LLC located in New Braunfels, Texas.

Tobin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Tobin has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS; *HOFFMAN FINANCIAL SERVICES; SAME AS BRANCH; INV REL; DBA FOR HOFFMANN AGENCY INC; PRESIDENT; START DATE=06/1979; HRS/MO=160; TRADING HRS/MO=105; SERVICE, SALES, GENERAL OPERATIONS; *RAN FAR CATTLE COMPANY; 420 HERMANN HILL, KINGSBURY TX 78638; NON-INV REL; CATTLE RAISING; PARTNER; START DATE=06/1979; HRS/MO=20; TRADING HRS/MO=5; CATTLE, COW/CALF OPERATION, FIELD AND FENCE MAINTENANCE, ANIMAL VETERINARY CARE; *Eiband House Real Property; 447 and 453 S Seguin Ave, New Braunfels TX 78130; non-inv rel; commercial real estate office space; Partner; start date=02/2015; hrs/mo=6; trading hrs/mo=1; daily maintenance on on-site contact for lessees

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tobin Carl Hoffmann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

November 1, 2021 - Present

AMERITAS ADVISORY SERVICES, LLC

Office #1: 1424 N Walnut Ave, New Braunfels, TX 78130

RIA

CRD#: 317245

New Braunfels, TX

Current

June 30, 2006 - Present

AMERITAS INVESTMENT COMPANY, LLC

Office #1: 1424 N Walnut Ave, New Braunfels, TX 78130

CRD#: 14869

New Braunfels, TX

Past

January 28, 2010 - November 1, 2021

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

LINCOLN, NE

Past

November 26, 1988 - June 30, 2006

CARILLON INVESTMENTS, INC.

CRD#: 14646

NEW BRAUNFELS, TX

Past

August 31, 1987 - March 18, 1989

LAMARCO, INC.

CRD#: 16919

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(6/30/2006)

Florida
(9/5/2018)

Hawaii
(10/5/2021)

Maryland
(11/3/2010)

Missouri
(3/14/2016)

Montana
(4/8/2014)

Nebraska
(8/18/2011)

New Mexico
(1/5/2009)

Oklahoma
(8/24/2006)

Texas
(6/30/2006)

IAR

Texas
(11/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 9/30/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/4/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/29/1987

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5900 O Street, Lincoln, NE 68510

Mailing Address

Phone number

(800) 335-9858

Established

Firm type

Fiscal year end

# of Employees

560

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (9/19/2025)

AMERITAS INVESTMENT STRATEGIES WRAP BROCHURE (9/19/2025)

AMERITAS WEALTH PLATFORM (9/19/2025)

GALAXY WRAP FEE BROCHURE (9/19/2025)

GALAXY II WRAP FEE BROCHURE (9/19/2025)

CONSTELLATION WRAP FEE PROGRAM (9/19/2025)

Regulatory assets under management

Total Number of Accounts	41,501
AUM (Assets Under Management)	$ 11,506,548,514

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
07/23/2024	Cover Page	Report
07/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Gerald Jevic

OPPENHEIMER & CO. INC.

IAR

Haddon Township, NJ

Dion Stumpo

PFS INVESTMENTS INC.

DULUTH, GA

David Smith

FALCON WEALTH PLANNING, INC.

ONTARIO, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Tobin C. Hoffmann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tobin Carl Hoffmann's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

CARILLON INVESTMENTS, INC.

LAMARCO, INC.

Primary Firm SEC Registration

AMERITAS ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/30/1987

SIE

Date: 10/1/2018

Series 7

Date: 9/4/2008

Series 6

Date: 8/29/1987

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AMERITAS ADVISORY SERVICES, LLC

TRUST BUT VERIFY

Similar Advisors