RS
Randy W. Sitzman
CETERA INVESTMENT ADVISERS LLC
BILLINGS, MT 59101
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CRD#: 1705671
RS
Professional summary
Randy Wayne Sitzman is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Billings, Montana and CETERA WEALTH SERVICES, LLC located in Billings, Montana.
Randy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Randy has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 3, Series 7, Series 10, Series 9, Series 24 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: RKS PROPERTIES LLC INVESTMENT RELATED: NO ADDRESS: BILLINGS, MT 59101 NATURE OF BUSINESS: FARM OWNERSHIP START DATE: 12/2017 POSITION/TITLE/RELATIONSHIP: MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: MEMBER/ OWNER OF REAL ESTATE PROPERTY; 2. NAME OF OTHER BUSINESS: FFEC WEALTH PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 4/2022 POSITION/TITLE/RELATIONSHIP: OWNER/ COO APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: COO; 3. NAME OF OTHER BUSINESS: FFEC INSURANCE AGENCY INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INSURANCE START DATE: 4/2022 POSITION/TITLE/RELATIONSHIP: PRINCIPAL/OWNER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: INSURANCE ACTIVITIES;
CRS (Client Relationship Summary) - RIA
Click below to view Randy Wayne Sitzman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 550 N. 31st Street Suite 530, Billings, MT 59101RIA
CRD#: 105644
BILLINGS, MT
Current
April 20, 2022 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 550 N. 31st Street Suite 530, Billings, MT 59101BD
CRD#: 13572
Billings, MT
Past
April 21, 2022 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
SCOTTSDALE, AZ
Past
September 3, 2008 - September 25, 2022
FFEC WEALTH PARTNERS LLC
RIA
CRD#: 16507
SCOTTSDALE, AZ
Past
September 2, 2008 - October 24, 2022
FFEC WEALTH PARTNERS LLC
BD
CRD#: 16507
SCOTTSDALE, AZ
Past
April 2, 2007 - September 5, 2008
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
BILLINGS, MT
Past
April 2, 2007 - September 5, 2008
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
BILLINGS, MT
Past
April 1, 2002 - April 2, 2007
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
BILLINGS, MT
Past
August 3, 1993 - April 2, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
BILLINGS, MT
Past
July 31, 1993 - August 20, 1993
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
July 22, 1987 - July 31, 1993
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/27/2022)
RR
Alaska(9/27/2022)
RR
Arizona(4/21/2022)
IAR
Arizona(6/29/2023)
RR
Arkansas(9/27/2022)
RR
California(4/20/2022)
RR
Colorado(9/27/2022)
RR
Connecticut(9/27/2022)
RR
Delaware(9/27/2022)
RR
District of Columbia(9/27/2022)
RR
Florida(9/27/2022)
RR
Georgia(9/27/2022)
RR
Hawaii(9/27/2022)
RR
Idaho(9/27/2022)
RR
Illinois(4/20/2022)
RR
Indiana(9/27/2022)
RR
Iowa(9/27/2022)
RR
Kansas(9/27/2022)
RR
Kentucky(9/27/2022)
RR
Louisiana(9/27/2022)
RR
Maine(9/27/2022)
RR
Maryland(9/27/2022)
RR
Massachusetts(9/27/2022)
RR
Michigan(9/27/2022)
RR
Minnesota(9/27/2022)
RR
Mississippi(9/27/2022)
RR
Missouri(9/27/2022)
RR
Montana(4/21/2022)
IAR
Montana(7/2/2024)
RR
Nebraska(10/26/2022)
RR
Nevada(9/27/2022)
RR
New Hampshire(9/27/2022)
RR
New Jersey(9/27/2022)
RR
New Mexico(9/27/2022)
RR
New York(9/27/2022)
RR
North Carolina(9/27/2022)
RR
North Dakota(9/27/2022)
RR
Ohio(9/28/2022)
RR
Oklahoma(9/27/2022)
RR
Oregon(9/27/2022)
RR
Pennsylvania(9/27/2022)
RR
Puerto Rico(9/27/2022)
RR
Rhode Island(9/27/2022)
RR
South Carolina(9/27/2022)
RR
South Dakota(9/27/2022)
RR
Tennessee(9/27/2022)
RR
Texas(9/23/2022)
IAR
Texas(6/29/2023)
RR
Utah(9/27/2022)
RR
Vermont(9/27/2022)
RR
Virgin Islands(9/27/2022)
RR
Virginia(9/27/2022)
RR
Washington(10/26/2022)
RR
West Virginia(9/27/2022)
RR
Wisconsin(9/27/2022)
RR
Wyoming(9/27/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 11/18/1996
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Billings, MT 59101TRUST BUT VERIFY
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