John K. Strine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Kennedy Strine was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1988. John had worked at 5 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2001 - June 7, 2004
HARVESTONS SECURITIES, INC.
August 3, 1994 - February 22, 2000
TDI, INCORPORATED
January 16, 1991 - August 19, 1994
THE TRADING DESK, INC.
November 27, 1989 - December 24, 1990
GLOBAL CAPITAL SECURITIES CORPORATION
April 20, 1988 - December 14, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HARVESTONS SECURITIES, INC.
CRD#: 34509 / SEC#: , 8-46293
Contact information
FINRA licenses (5 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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