Louise C. Tesar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louise Christine Tesar, who also goes by Christine Tesar, Louise Christine Tesar, Louise Christine Tesar, was a registered financial professional .
Louise is a previously registered financial professional and started their career in finance in 1987. Louise had worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 2017 - January 9, 2018
THORNBURG INVESTMENT MANAGEMENT INC
September 15, 2017 - January 9, 2018
THORNBURG SECURITIES LLC
October 2, 2014 - September 17, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 3, 2011 - September 28, 2012
THE LEADERS GROUP, INC.
June 21, 2006 - January 14, 2009
CALAMOS FINANCIAL SERVICES LLC
June 7, 2004 - June 9, 2006
DWS DISTRIBUTORS, INC.
January 7, 2003 - May 26, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 7, 2003 - May 26, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 4, 1998 - March 8, 2002
GOLDMAN SACHS & CO. LLC
May 18, 1995 - February 25, 1998
NYLIFE DISTRIBUTORS LLC
March 30, 1993 - April 25, 1995
ASTRA FUND DISTRIBUTORS CORP.
July 9, 1992 - April 26, 1993
BNY MELLON SECURITIES CORPORATION
October 20, 1987 - February 15, 1991
ASTRA FUND DISTRIBUTORS CORP.
October 9, 1987 - March 10, 1988
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
THORNBURG INVESTMENT MANAGEMENT INC
CRD#: 106357 / SEC#: 801-17853
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THORNBURG INVESTMENT MANAGEMENT INC
CRD#: 106357 / SEC#: 801-17853
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 705 |
| AUM (Assets Under Management) | $ 45,288,445,586 |
Red Flags
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